<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/31?registers=between Wed, 01 May 2024 13:48:12 -0700 Wed, 01 May 2024 13:48:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/31?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Expand the Trading Hours of Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17376.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17376.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17376.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Options on the iShares Emerging Markets Index Fund for a Six Month Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17355.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17355.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17355 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17355.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17354.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17354.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17354 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17354.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Fee on a Listed Company That Changes Its Corporate Name or Ticker Symbol https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17353.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17353.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17353 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17353.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Fill-or-Kill Order Type https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17274.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17274.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17274 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17274.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer From Another National Securities Exchange https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17272.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17272.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17272.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C, 6130C and 6130 https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17271.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17271.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17271 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17271.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Rules in Light of Amendments to SEC Rule 10a-1 and Regulation SHO https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17228.html https://regulations.justia.com/regulations/fedreg/2007/08/31/E7-17228.html Fri, 31 Aug 2007 00:00:00 -0700 E7-17228 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-31/pdf/E7-17228.pdf