<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/22?registers=between Sat, 23 Nov 2024 09:16:45 -0800 Sat, 23 Nov 2024 09:16:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/22?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change To List and Trade Credit Default Basket Options, as Modified by Amendment No. 3, and Designating Credit Default Basket Options as Standardized Options Under Rule 9b-1 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16587.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16587.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16587 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16587.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Expansion of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16582.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16582.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16582 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16582.pdf Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16580.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16580.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16580 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16580.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24-AEMI Relating to Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16556.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16556.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16556 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16556.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Sections 703.22 and 802.01D of the Exchange's Listed Company Manual Regarding the Listing and Trading of Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16555.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16555.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16555 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16555.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16532.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16532.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16532 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16532.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16531.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16531.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16531 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16531.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Time Period for the Position Limits Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16530.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16530.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16530 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16530.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16529.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16529.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16529 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16529.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Position and Exercise Limit Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16528.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16528.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16528 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16528.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16527.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16527.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16527 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16527.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16526.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16526.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16526 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16526.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Maximum Number of Quoters Permitted in an Option https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16525.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16525.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16525 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16525.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Open/Close Trade Profile Fees https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16524.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16524.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16524 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16524.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Establish a Directed Order Program https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16468.html https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16468.html Wed, 22 Aug 2007 00:00:00 -0700 E7-16468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16468.pdf