Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/22?limit=200®isters=between&mode=atom2024-11-13T14:17:18-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16587.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change To List and Trade Credit Default Basket Options, as Modified by Amendment No. 3, and Designating Credit Default Basket Options as Standardized Options Under Rule 9b-1 of the Securities Exchange Act of 19342007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16587.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16582.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Expansion of the Penny Pilot Program2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16582Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16582.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16580.htmlNotice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16580.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16556.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24-AEMI Relating to Intermarket Sweep Orders2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16556.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16555.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Sections 703.22 and 802.01D of the Exchange's Listed Company Manual Regarding the Listing and Trading of Index-Linked Securities2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16555.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16532.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16532.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16531.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16531.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16530.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Time Period for the Position Limits Pilot Program2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16530.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16529.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16529.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16528.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Position and Exercise Limit Pilot Program2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16528.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16527.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16527.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16526.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16526Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16526.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16525.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Maximum Number of Quoters Permitted in an Option2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16525Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16525.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16524.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Open/Close Trade Profile Fees2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16524Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16524.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16468.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Establish a Directed Order Program2007-08-22T00:00:00-07:002007-08-22T00:00:00-07:00E7-16468Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16468.pdf