Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/22?limit=200&registers=between&mode=atom 2024-04-26T00:07:50-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16587.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change To List and Trade Credit Default Basket Options, as Modified by Amendment No. 3, and Designating Credit Default Basket Options as Standardized Options Under Rule 9b-1 of the Securities Exchange Act of 1934 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16587 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16587.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16582.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Expansion of the Penny Pilot Program 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16582 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16582.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16580.html Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.34(e) and Clarifying Certain Customer Disclosures Relating to ETF Trading 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16580 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16580.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16556.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24-AEMI Relating to Intermarket Sweep Orders 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16556 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16556.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16555.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Sections 703.22 and 802.01D of the Exchange's Listed Company Manual Regarding the Listing and Trading of Index-Linked Securities 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16555 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16555.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16532.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases the Standard Position and Exercise Limits for Certain Options Traded on the Exchange 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16532 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16532.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16531.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Certain Equity Options 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16531 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16531.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16530.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Time Period for the Position Limits Pilot Program 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16530 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16530.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16529.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Position Limits Pilot Program 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16529 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16529.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16528.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Position and Exercise Limit Pilot Program 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16528 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16528.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16527.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period To Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16527 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16527.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16526.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16526 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16526.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16525.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Maximum Number of Quoters Permitted in an Option 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16525 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16525.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16524.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Open/Close Trade Profile Fees 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16524 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16524.pdf https://regulations.justia.com/regulations/fedreg/2007/08/22/E7-16468.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Establish a Directed Order Program 2007-08-22T00:00:00-07:00 2007-08-22T00:00:00-07:00 E7-16468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-22/pdf/E7-16468.pdf