<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/13?registers=between Wed, 27 Nov 2024 00:56:19 -0800 Wed, 27 Nov 2024 00:56:19 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/13?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15764.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15764.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15764 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15764.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to an Amendment to the International Securities Exchange, LLC Constitution and Amended and Restated LLC Agreement https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15758.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15758.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15758 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15758.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Certain FINRA Rules Relating to Trading Halts and Disclosure of Disciplinary Information https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15757.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15757.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15757 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15757.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Transaction Fees for Credit Default Options https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15756.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15756.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15756 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15756.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15736.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15736.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15736 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15736.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15735.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15735.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15735 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15735.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15733.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15733.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15733 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15733.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, LLC.; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Modifying an Aspect of the Definition of Independent Director https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15725.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15725.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15725 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15725.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 79A.30 (Miscellaneous Requirements on Stock Market Procedures) https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15724.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15724.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15724 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15724.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change To Expand the Class of Entities Permitted To Use the Delta Hedging Exemption From Equity Options Position Limits https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15723.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15723.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15723 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15723.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15722.html https://regulations.justia.com/regulations/fedreg/2007/08/13/E7-15722.html Mon, 13 Aug 2007 00:00:00 -0700 E7-15722 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-13/pdf/E7-15722.pdf