<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/10?registers=between Wed, 27 Nov 2024 00:37:14 -0800 Wed, 27 Nov 2024 00:37:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/10?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15619.html https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15619.html Fri, 10 Aug 2007 00:00:00 -0700 E7-15619 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15619.pdf Rule - Short Selling in Connection With a Public Offering https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15608.html https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15608.html Fri, 10 Aug 2007 00:00:00 -0700 E7-15608 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15608.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15598.html https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15598.html Fri, 10 Aug 2007 00:00:00 -0700 E7-15598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15598.pdf Rule - Deletion of References to IRS Identification Numbers https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15595.html https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15595.html Fri, 10 Aug 2007 00:00:00 -0700 E7-15595 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15595.pdf Proposed Rule - Revisions of Limited Offering Exemptions in Regulation D https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15506.html https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15506.html Fri, 10 Aug 2007 00:00:00 -0700 E7-15506 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15506.pdf