Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/10?limit=200&registers=between&mode=atom 2024-05-01T06:12:31-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15619.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR 2007-08-10T00:00:00-07:00 2007-08-10T00:00:00-07:00 E7-15619 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15619.pdf https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15608.html Rule - Short Selling in Connection With a Public Offering 2007-08-10T00:00:00-07:00 2007-08-10T00:00:00-07:00 E7-15608 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15608.pdf https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15598.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations 2007-08-10T00:00:00-07:00 2007-08-10T00:00:00-07:00 E7-15598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15598.pdf https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15595.html Rule - Deletion of References to IRS Identification Numbers 2007-08-10T00:00:00-07:00 2007-08-10T00:00:00-07:00 E7-15595 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15595.pdf https://regulations.justia.com/regulations/fedreg/2007/08/10/E7-15506.html Proposed Rule - Revisions of Limited Offering Exemptions in Regulation D 2007-08-10T00:00:00-07:00 2007-08-10T00:00:00-07:00 E7-15506 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-10/pdf/E7-15506.pdf