Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/09?limit=200&registers=between&mode=atom 2024-11-23T09:12:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15556.html Rule - Definition of the Term Significant Deficiency 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15556 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15556.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15552.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Exchange Fees and Charges 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15552 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15552.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15551.html Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Reporting of Foreign Equity Securities to the Order Audit Trail System 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15551 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15551.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15550.html Notice - Sentinel Variable Products Trust, et al.; Notice of Application 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15550 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15550.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15549.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Quote Mitigation Plan for Competitive Market Makers 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15549 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15549.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15548.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change To Establish New Procedures To Follow When Trading Halts on the Primary Market for the Underlying Security 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15548 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15548.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15547.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status Access Fee 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15547 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15547.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15546.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude from Its Earnings Standard Gains or Losses From Extinguishment of Debt Prior to Maturity on a Six Month Pilot Basis 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15546 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15546.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15545.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Existing Fee Schedule 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15545 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15545.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15544.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and To Specify That Reduced-Value Options on Broad-Based Security Indexes for Which Full-Value Options Have No Position and Exercise Limits Similarly Have No Position and Exercise Limits 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15544 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15544.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15543.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending Its Obvious Error Rule for Equity Options 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15543 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15543.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15542.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical Changes To Update and Align Provisions With Current Practice 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15542 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15542.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15541.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Amending Preferred Stock Voting Rights 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15541 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15541.pdf https://regulations.justia.com/regulations/fedreg/2007/08/09/E7-15531.html Rule - Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles 2007-08-09T00:00:00-07:00 2007-08-09T00:00:00-07:00 E7-15531 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-09/pdf/E7-15531.pdf