Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/07?limit=200&registers=between&mode=atom 2024-11-23T08:24:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15313.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Gross FOCUS Fee 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15313.pdf https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15312.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Auction Only Limit Order Type 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15312.pdf https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15311.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15311.pdf https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15310.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15310.pdf https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15309.html Notice - Lehman Brothers Asset Management, LLC., et al.; Notice of Application 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15309.pdf https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15290.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.); Notice of Filing of Proposed Rule Change Relating to Interpretative Material 9216, Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2) 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15290 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15290.pdf https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15288.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendments No. 1, 3, and 4 Thereto To Reestablish a Quotation and Trading System, The PORTAL® Market, for Securities That Are Designated by Nasdaq as PORTAL Securities 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15288.pdf https://regulations.justia.com/regulations/fedreg/2007/08/07/E7-15274.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to NYSE Rule 2 (“Member,” “Membership,” “Member Firm,” etc.) 2007-08-07T00:00:00-07:00 2007-08-07T00:00:00-07:00 E7-15274 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-07/pdf/E7-15274.pdf