<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/03?registers=between Sat, 23 Nov 2024 09:10:30 -0800 Sat, 23 Nov 2024 09:10:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/03?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Information Memorandum That Reflects the Changes to Disciplinary Proceedings at NYSE Regulation, Inc. as a Result of the Regulatory Consolidation With the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15096.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15096.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15096 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15096.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15095.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15095.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15095 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15095.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15094.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15094.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15094 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15094.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15093.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15093.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15093.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15070.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15070.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15070.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Risk Management Workstation Fees https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15069.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15069.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15069.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension for the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15068.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15068.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15068.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Delisting Policy https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15066.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15066.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15066.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to an Extension of the Penny Quoting Pilot Program https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15059.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15059.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15059 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15059.pdf Notice - Medallion Financial Corp.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15058.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15058.html Fri, 03 Aug 2007 00:00:00 -0700 E7-15058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15058.pdf Proposed Rule - Shareholder Proposals Relating to the Election of Directors https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-14955.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-14955.html Fri, 03 Aug 2007 00:00:00 -0700 E7-14955 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-14955.pdf Proposed Rule - Shareholder Proposals https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-14954.html https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-14954.html Fri, 03 Aug 2007 00:00:00 -0700 E7-14954 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-14954.pdf