Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/03?limit=200&registers=between&mode=atom 2024-11-23T09:22:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15096.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Information Memorandum That Reflects the Changes to Disciplinary Proceedings at NYSE Regulation, Inc. as a Result of the Regulatory Consolidation With the National Association of Securities Dealers, Inc. 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15096 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15096.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15095.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 To Extend the Linkage Fee Pilot Program 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15095 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15095.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15094.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage “P” and “P/A” Orders 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15094 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15094.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15093.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15093 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15093.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15070.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15070.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15069.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Risk Management Workstation Fees 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15069.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15068.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension for the Price Improvement Mechanism Pilot Program 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15068.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15066.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE's Delisting Policy 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15066.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15059.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to an Extension of the Penny Quoting Pilot Program 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15059 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15059.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-15058.html Notice - Medallion Financial Corp.; Notice of Application 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-15058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-15058.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-14955.html Proposed Rule - Shareholder Proposals Relating to the Election of Directors 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-14955 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-14955.pdf https://regulations.justia.com/regulations/fedreg/2007/08/03/E7-14954.html Proposed Rule - Shareholder Proposals 2007-08-03T00:00:00-07:00 2007-08-03T00:00:00-07:00 E7-14954 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-08-03/pdf/E7-14954.pdf