Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/08/02?limit=200®isters=between&mode=atom2024-11-23T09:14:19-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-15022.htmlNotice - The BISYS Group, Inc., et al.; Temporary Order2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-15022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-15022.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-15021.htmlNotice - HealthShares, Inc., et al.; Notice of Application2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-15021Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-15021.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14993.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to Revise Rule 619 Pertaining to Subpoenas for the Production of Documents and Appearances of Witnesses2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14993.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14992.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 6.862007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14992.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14991.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 thereto Relating to NYSE Arca Rule 6.72 and the Penny Pilot for Options Trading2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14991.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14990.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Filing of Proposed Rule and Amendment No. 1 Relating to a Proposed New Rule on Notification of Fees2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14990.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14916.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14916.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14915.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14915.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14914.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rules 342(c) (“Offices-Approval, Supervision and Control”) and 343 (“Offices-Sole Tenancy, Hours, Display of Membership Certificates”)2007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14914.pdfhttps://regulations.justia.com/regulations/fedreg/2007/08/02/E7-14913.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402007-08-02T00:00:00-07:002007-08-02T00:00:00-07:00E7-14913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-08-02/pdf/E7-14913.pdf