<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07?registers=between&min-day=1&max-day=31 Sat, 27 Apr 2024 14:49:06 -0700 Sat, 27 Apr 2024 14:49:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07?registers=between&min-day=1&max-day=31 Notice - MONY Life Insurance Company of America, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14663.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14663.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14663 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14663.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14630.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14630.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14630 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14630.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14629.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14629.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14629.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14628.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14628.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14628 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14628.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change Regarding Rules Pertaining to Training Requirements and Floor Procedure Advices https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14606.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14606.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14606 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14606.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend Nasdaq's Authority Under Its Cease and Desist Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14605.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14605.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14605 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14605.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14604.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14604.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14604 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14604.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14563.html https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14563.html Mon, 30 Jul 2007 00:00:00 -0700 E7-14563 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14563.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14597.html https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14597.html Fri, 27 Jul 2007 00:00:00 -0700 E7-14597 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14597.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Rules Related To Credit Default Options https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14507.html https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14507.html Fri, 27 Jul 2007 00:00:00 -0700 E7-14507 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14507.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14506.html https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14506.html Fri, 27 Jul 2007 00:00:00 -0700 E7-14506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14506.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Customer Portfolio Margin Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14505.html https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14505.html Fri, 27 Jul 2007 00:00:00 -0700 E7-14505 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14505.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14504.html https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14504.html Fri, 27 Jul 2007 00:00:00 -0700 E7-14504 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14504.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program Under NYSE Rules 431 (Margin Requirements) and 726 (Delivery of Options Disclosure Document and Prospectus) https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14503.html https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14503.html Fri, 27 Jul 2007 00:00:00 -0700 E7-14503 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14503.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14502.html https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14502.html Fri, 27 Jul 2007 00:00:00 -0700 E7-14502 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14502.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/07/26/E7-14386.html https://regulations.justia.com/regulations/fedreg/2007/07/26/E7-14386.html Thu, 26 Jul 2007 00:00:00 -0700 E7-14386 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-26/pdf/E7-14386.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Changes to the Manning Rule https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14359.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14359.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14359 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14359.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14358.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14358.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14358 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14358.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extending the Specialist Option Transaction Charge Credit Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14357.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14357.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14357 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14357.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14356.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14356.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14356 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14356.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Week Extension for the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14355.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14355.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14355 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14355.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Entry and Annual Fees Paid by a Company That Lists on Nasdaq Upon Emerging from Bankruptcy https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14315.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14315.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14315 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14315.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to ISEE Select Market Data Fees https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14314.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14314.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14314 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14314.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying the Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14313.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14313.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14313.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares® Russell 2000® Index Fund Option Pilot Program Until January 18, 2008 https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14312.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14312.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14312.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2008 https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14311.html https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14311.html Wed, 25 Jul 2007 00:00:00 -0700 E7-14311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14311.pdf Notice - In the Matter of Vision Airships, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/07/25/07-3655.html https://regulations.justia.com/regulations/fedreg/2007/07/25/07-3655.html Wed, 25 Jul 2007 00:00:00 -0700 07-3655 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/07-3655.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 92(d)(6), Limitations on Members' Trading Because of Customers' Orders https://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14249.html https://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14249.html Tue, 24 Jul 2007 00:00:00 -0700 E7-14249 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/E7-14249.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to Rule 18 (Compensation in Relation to System Failure) https://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14217.html https://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14217.html Tue, 24 Jul 2007 00:00:00 -0700 E7-14217 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/E7-14217.pdf Notice - In the Matter of American Pad & Paper Co., The CattleSale Co., CHS Electronics, Inc., Cypost Corp., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., Golf Communities of America, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., Midland, Inc., Orbit Brands Corp., Signal Apparel Co., Inc., and United Specialties, Inc., (n/k/a WaterColor Holdings, Inc.) File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/07/24/07-3629.html https://regulations.justia.com/regulations/fedreg/2007/07/24/07-3629.html Tue, 24 Jul 2007 00:00:00 -0700 07-3629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/07-3629.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14216.html https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14216.html Mon, 23 Jul 2007 00:00:00 -0700 E7-14216 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14216.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Arca Equities Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14166.html https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14166.html Mon, 23 Jul 2007 00:00:00 -0700 E7-14166 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14166.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14165.html https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14165.html Mon, 23 Jul 2007 00:00:00 -0700 E7-14165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14165.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14132.html https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14132.html Mon, 23 Jul 2007 00:00:00 -0700 E7-14132 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14132.pdf Notice - In the matter of Bentley Commerce Corp., File No. 500-1.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/07/23/07-3602.html https://regulations.justia.com/regulations/fedreg/2007/07/23/07-3602.html Mon, 23 Jul 2007 00:00:00 -0700 07-3602 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/07-3602.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Partial Trading Days From the Calculation of a Member's Average Daily Volume https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14055.html https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14055.html Fri, 20 Jul 2007 00:00:00 -0700 E7-14055 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14055.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross With Yield Orders https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14037.html https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14037.html Fri, 20 Jul 2007 00:00:00 -0700 E7-14037 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14037.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14036.html https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14036.html Fri, 20 Jul 2007 00:00:00 -0700 E7-14036 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14036.pdf Notice - Delaware VIP Trust et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14028.html https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14028.html Fri, 20 Jul 2007 00:00:00 -0700 E7-14028 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14028.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14024.html https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14024.html Fri, 20 Jul 2007 00:00:00 -0700 E7-14024 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14024.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14023.html https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14023.html Fri, 20 Jul 2007 00:00:00 -0700 E7-14023 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14023.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Close-Out Netting Procedures https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14019.html https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14019.html Fri, 20 Jul 2007 00:00:00 -0700 E7-14019 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14019.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13998.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13998.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13998 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13998.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13966.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13966.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13966 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13966.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13965.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13965.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13965 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13965.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13964.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13964.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13964 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13964.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13963.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13963.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13963.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13962.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13962.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13962 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13962.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13961.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13961.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13961 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13961.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Charge Member Organizations a Routing Fee for Orders Routed to Other Markets for Execution https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13960.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13960.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13960.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Waivers https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13959.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13959.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13959.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13958.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13958.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13958.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13957.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13957.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13957.pdf Proposed Rule - Smaller Reporting Company Regulatory Relief and Simplification https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13407.html https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13407.html Thu, 19 Jul 2007 00:00:00 -0700 E7-13407 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13407.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13882.html https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13882.html Wed, 18 Jul 2007 00:00:00 -0700 E7-13882 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13882.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules of the Boston Options Exchange Related to Obvious Errors https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13881.html https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13881.html Wed, 18 Jul 2007 00:00:00 -0700 E7-13881 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13881.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13880.html https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13880.html Wed, 18 Jul 2007 00:00:00 -0700 E7-13880 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13880.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program Until January 18, 2008 https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13879.html https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13879.html Wed, 18 Jul 2007 00:00:00 -0700 E7-13879 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13879.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13878.html https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13878.html Wed, 18 Jul 2007 00:00:00 -0700 E7-13878 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13878.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13874.html https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13874.html Wed, 18 Jul 2007 00:00:00 -0700 E7-13874 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13874.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13811.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13811.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13811 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13811.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13810.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13810.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13810 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13810.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13809.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13809.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13809 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13809.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13808.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13808.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13808 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13808.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13807.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13807.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13807 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13807.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13751.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13751.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13751 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13751.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13750.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13750.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13750 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13750.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Shares of the iShares COMEX Gold Trust https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13749.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13749.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13749 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13749.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program for a Two-Week Period https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13748.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13748.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13748 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13748.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc., Notice of Filing of Proposed Rule Change To Amend the Definition of Public Arbitrator https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13747.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13747.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13747 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13747.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13746.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13746.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13746 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13746.pdf Rule - Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13738.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13738.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13738 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13738.pdf Notice - Joint Industry Plan; American Stock Exchange LLC, New York Stock Exchange LLC, and NYSE Arca, Inc. and Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc., National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed National Market System Plans for the Selection and Reservation of Securities Symbols https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13693.html https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13693.html Tue, 17 Jul 2007 00:00:00 -0700 E7-13693 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13693.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13696.html https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13696.html Mon, 16 Jul 2007 00:00:00 -0700 E7-13696 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13696.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13695.html https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13695.html Mon, 16 Jul 2007 00:00:00 -0700 E7-13695 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13695.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Codify Pre-Existing Practices and To Amend and Supplement Rule 24.9 https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13694.html https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13694.html Mon, 16 Jul 2007 00:00:00 -0700 E7-13694 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13694.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members' Trading Because of Block Positioning https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13593.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13593.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13593.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13592.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13592.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13592.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Relating to Three-Characters Ticker Symbols https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13578.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13578.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13578 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13578.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13601.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13601.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13601 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13601.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13600.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13600.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13600 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13600.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13599.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13599.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13599.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13598.html https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13598.html Fri, 13 Jul 2007 00:00:00 -0700 E7-13598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13598.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13506.html https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13506.html Thu, 12 Jul 2007 00:00:00 -0700 E7-13506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13506.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13502.html https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13502.html Thu, 12 Jul 2007 00:00:00 -0700 E7-13502 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13502.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Rule 92 (Limitations on Members' Trading Because of Customers' Orders) https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13497.html https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13497.html Thu, 12 Jul 2007 00:00:00 -0700 E7-13497 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13497.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13491.html https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13491.html Thu, 12 Jul 2007 00:00:00 -0700 E7-13491 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13491.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Interpretation to CBOE Rule 3.19 Regarding Temporary Membership Status Pending Final Commission Action on a Pending Rule Interpretation Concerning Exercise Right Eligibility https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13490.html https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13490.html Thu, 12 Jul 2007 00:00:00 -0700 E7-13490 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13490.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No.1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13468.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13468.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13468.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13400.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13400.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13400 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13400.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13399.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13399.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13399 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13399.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13398.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13398.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13398 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13398.pdf Proposed Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13163.html https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13163.html Wed, 11 Jul 2007 00:00:00 -0700 E7-13163 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13163.pdf Proposed Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13324.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13324.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13324 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13324.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13312.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13312.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13312.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13311.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13311.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13311.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Assess, on a Retroactive Basis, Certain CBOE and CBSX Market Data Fees https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13310.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13310.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13310.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13309.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13309.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13309.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Fee Changes on a Retroactive Basis https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13308.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13308.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13308 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13308.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 4 To List and Trade Options on Corporate Debt Securities https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13275.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13275.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13275 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13275.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13272.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Order Audit Trail System https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13201.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b) https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13200.pdf Notice - Aston Funds and Aston Asset Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13191.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13178 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13178.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13177 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13177.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13176 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13176.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13165.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13159 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13159.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13158.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13157.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13156 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13156.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13155 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13155.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13154 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13154.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13136 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13136.pdf Proposed Rule - Electronic Filing and Simplification of Form D https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13018 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13018.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13072.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13072.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13072 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13072.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13071.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13071.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13071.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13070.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13070.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13070.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Interest Expense on Financial Instruments Classified Under GAAP as Liabilities From the Exchange's Earnings Standard https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13069.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13069.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13069.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Reduction and Fee Cap in Options on IWM https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13068.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13068.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13068.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automating the Rebate Request Process for Dividend, Merger and Short Stock Interest Strategies https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13067.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13067.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13067 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13067.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Equity Securities https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13066.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13066.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13066.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and To Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13023.html https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13023.html Fri, 06 Jul 2007 00:00:00 -0700 E7-13023 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13023.pdf Notice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html Thu, 05 Jul 2007 00:00:00 -0700 E7-13058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13058.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html Thu, 05 Jul 2007 00:00:00 -0700 E7-13013 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13013.pdf Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12944.pdf Notice - RealNetworks, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12943.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12940 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12940.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html Thu, 05 Jul 2007 00:00:00 -0700 E7-12939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12939.pdf Proposed Rule - Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html Thu, 05 Jul 2007 00:00:00 -0700 07-3217 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/07-3217.pdf Rule - Regulation SHO and Rule 10a-1 https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12868 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12868.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12784 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12784.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12783 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12783.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12782 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12782.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12781.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc; Notice of Filing of Proposed Rule Change Relating To Establish New Procedures To Be Followed When Trading Halts on the Primary Market for the Underlying Security https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12780 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12780.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12779.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PrecISE Fees https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12778 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12778.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12777.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Nullification Policy for Error Trades and Mistrades https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12743.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12743.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12743 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12743.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12742.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12742.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12742 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12742.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12741.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12741.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12741 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12741.pdf Notice - Advisory Committee on Improvements to Financial Reporting https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12740.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12740.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12740 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12740.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the ishares MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12709.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12709.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12709 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12709.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12681.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12681.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12681 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12681.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the HealthSharesTM https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12676.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12676.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12676 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12676.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Appointment of Market Makers https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12675.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12675.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12675 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12675.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12664.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12664.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12664.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12663.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12663.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12663 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12663.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12662.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12662.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12662.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12661.html https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12661.html Mon, 02 Jul 2007 00:00:00 -0700 E7-12661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12661.pdf