Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2021-01-23T09:15:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14663.html Notice - MONY Life Insurance Company of America, et al.; Notice of Application 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14663 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14663.pdf https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14630.html Notice - Proposed Collection; Comment Request 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14630 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14630.pdf https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14629.html Notice - Proposed Collection; Comment Request 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14629.pdf https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14628.html Notice - Proposed Collection; Comment Request 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14628 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14628.pdf https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14606.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change Regarding Rules Pertaining to Training Requirements and Floor Procedure Advices 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14606 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14606.pdf https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14605.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend Nasdaq's Authority Under Its Cease and Desist Pilot Program 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14605 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14605.pdf https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14604.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14604 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14604.pdf https://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14563.html Notice - Proposed Collection; Comment Request 2007-07-30T00:00:00-07:00 2007-07-30T00:00:00-07:00 E7-14563 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14563.pdf https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14597.html Notice - Sunshine Act Meetings 2007-07-27T00:00:00-07:00 2007-07-27T00:00:00-07:00 E7-14597 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14597.pdf https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14507.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Rules Related To Credit Default Options 2007-07-27T00:00:00-07:00 2007-07-27T00:00:00-07:00 E7-14507 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14507.pdf https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14506.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers 2007-07-27T00:00:00-07:00 2007-07-27T00:00:00-07:00 E7-14506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14506.pdf https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14505.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Customer Portfolio Margin Pilot Program 2007-07-27T00:00:00-07:00 2007-07-27T00:00:00-07:00 E7-14505 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14505.pdf https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14504.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program 2007-07-27T00:00:00-07:00 2007-07-27T00:00:00-07:00 E7-14504 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14504.pdf https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14503.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program Under NYSE Rules 431 (Margin Requirements) and 726 (Delivery of Options Disclosure Document and Prospectus) 2007-07-27T00:00:00-07:00 2007-07-27T00:00:00-07:00 E7-14503 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14503.pdf https://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14502.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities 2007-07-27T00:00:00-07:00 2007-07-27T00:00:00-07:00 E7-14502 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14502.pdf https://regulations.justia.com/regulations/fedreg/2007/07/26/E7-14386.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center 2007-07-26T00:00:00-07:00 2007-07-26T00:00:00-07:00 E7-14386 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-26/pdf/E7-14386.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14359.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Changes to the Manning Rule 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14359 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14359.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14358.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14358 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14358.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14357.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extending the Specialist Option Transaction Charge Credit Pilot Program 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14357 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14357.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14356.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14356 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14356.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14355.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Week Extension for the Price Improvement Mechanism Pilot Program 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14355 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14355.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14315.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Entry and Annual Fees Paid by a Company That Lists on Nasdaq Upon Emerging from Bankruptcy 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14315 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14315.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14314.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to ISEE Select Market Data Fees 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14314 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14314.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14313.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying the Fee Schedule 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14313.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14312.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares® Russell 2000® Index Fund Option Pilot Program Until January 18, 2008 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14312.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14311.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 2008 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 E7-14311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14311.pdf https://regulations.justia.com/regulations/fedreg/2007/07/25/07-3655.html Notice - In the Matter of Vision Airships, Inc.; Order of Suspension of Trading 2007-07-25T00:00:00-07:00 2007-07-25T00:00:00-07:00 07-3655 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/07-3655.pdf https://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14249.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 92(d)(6), Limitations on Members' Trading Because of Customers' Orders 2007-07-24T00:00:00-07:00 2007-07-24T00:00:00-07:00 E7-14249 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/E7-14249.pdf https://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14217.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to Rule 18 (Compensation in Relation to System Failure) 2007-07-24T00:00:00-07:00 2007-07-24T00:00:00-07:00 E7-14217 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/E7-14217.pdf https://regulations.justia.com/regulations/fedreg/2007/07/24/07-3629.html Notice - In the Matter of American Pad & Paper Co., The CattleSale Co., CHS Electronics, Inc., Cypost Corp., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., Golf Communities of America, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., Midland, Inc., Orbit Brands Corp., Signal Apparel Co., Inc., and United Specialties, Inc., (n/k/a WaterColor Holdings, Inc.) File No. 500-1; Order of Suspension of Trading 2007-07-24T00:00:00-07:00 2007-07-24T00:00:00-07:00 07-3629 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/07-3629.pdf https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14216.html Notice - Sunshine Act Meetings 2007-07-23T00:00:00-07:00 2007-07-23T00:00:00-07:00 E7-14216 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14216.pdf https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14166.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Arca Equities Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR 2007-07-23T00:00:00-07:00 2007-07-23T00:00:00-07:00 E7-14166 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14166.pdf https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14165.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR 2007-07-23T00:00:00-07:00 2007-07-23T00:00:00-07:00 E7-14165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14165.pdf https://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14132.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series 2007-07-23T00:00:00-07:00 2007-07-23T00:00:00-07:00 E7-14132 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14132.pdf https://regulations.justia.com/regulations/fedreg/2007/07/23/07-3602.html Notice - In the matter of Bentley Commerce Corp., File No. 500-1.; Order of Suspension of Trading 2007-07-23T00:00:00-07:00 2007-07-23T00:00:00-07:00 07-3602 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/07-3602.pdf https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14055.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Partial Trading Days From the Calculation of a Member's Average Daily Volume 2007-07-20T00:00:00-07:00 2007-07-20T00:00:00-07:00 E7-14055 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14055.pdf https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14037.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross With Yield Orders 2007-07-20T00:00:00-07:00 2007-07-20T00:00:00-07:00 E7-14037 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14037.pdf https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14036.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order 2007-07-20T00:00:00-07:00 2007-07-20T00:00:00-07:00 E7-14036 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14036.pdf https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14028.html Notice - Delaware VIP Trust et al., Notice of Application 2007-07-20T00:00:00-07:00 2007-07-20T00:00:00-07:00 E7-14028 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14028.pdf https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14024.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry 2007-07-20T00:00:00-07:00 2007-07-20T00:00:00-07:00 E7-14024 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14024.pdf https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14023.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry 2007-07-20T00:00:00-07:00 2007-07-20T00:00:00-07:00 E7-14023 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14023.pdf https://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14019.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Close-Out Netting Procedures 2007-07-20T00:00:00-07:00 2007-07-20T00:00:00-07:00 E7-14019 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14019.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13998.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13998 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13998.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13966.html Notice - Submission for OMB Review; Comment Request 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13966 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13966.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13965.html Notice - Submission for OMB Review; Comment Request 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13965 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13965.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13964.html Notice - Submission for OMB Review; Comment Request 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13964 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13964.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13963.html Notice - Submission for OMB Review; Comment Request 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13963.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13962.html Notice - Submission for OMB Review; Comment Request 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13962 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13962.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13961.html Notice - Submission for OMB Review; Comment Request 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13961 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13961.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13960.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Charge Member Organizations a Routing Fee for Orders Routed to Other Markets for Execution 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13960.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13959.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Waivers 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13959.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13958.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13958.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13957.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13957.pdf https://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13407.html Proposed Rule - Smaller Reporting Company Regulatory Relief and Simplification 2007-07-19T00:00:00-07:00 2007-07-19T00:00:00-07:00 E7-13407 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13407.pdf https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13882.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures 2007-07-18T00:00:00-07:00 2007-07-18T00:00:00-07:00 E7-13882 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13882.pdf https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13881.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules of the Boston Options Exchange Related to Obvious Errors 2007-07-18T00:00:00-07:00 2007-07-18T00:00:00-07:00 E7-13881 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13881.pdf https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13880.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures 2007-07-18T00:00:00-07:00 2007-07-18T00:00:00-07:00 E7-13880 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13880.pdf https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13879.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program Until January 18, 2008 2007-07-18T00:00:00-07:00 2007-07-18T00:00:00-07:00 E7-13879 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13879.pdf https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13878.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges 2007-07-18T00:00:00-07:00 2007-07-18T00:00:00-07:00 E7-13878 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13878.pdf https://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13874.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2007-07-18T00:00:00-07:00 2007-07-18T00:00:00-07:00 E7-13874 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13874.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13811.html Notice - Sunshine Act Meeting 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13811 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13811.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13810.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13810 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13810.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13809.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13809 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13809.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13808.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13808 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13808.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13807.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13807 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13807.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13751.html Notice - Submission for OMB Review; Comment Request 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13751 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13751.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13750.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13750 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13750.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13749.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Shares of the iShares COMEX Gold Trust 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13749 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13749.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13748.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program for a Two-Week Period 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13748 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13748.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13747.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc., Notice of Filing of Proposed Rule Change To Amend the Definition of Public Arbitrator 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13747 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13747.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13746.html Notice - Submission for OMB Review; Comment Request 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13746 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13746.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13738.html Rule - Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13738 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13738.pdf https://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13693.html Notice - Joint Industry Plan; American Stock Exchange LLC, New York Stock Exchange LLC, and NYSE Arca, Inc. and Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc., National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed National Market System Plans for the Selection and Reservation of Securities Symbols 2007-07-17T00:00:00-07:00 2007-07-17T00:00:00-07:00 E7-13693 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13693.pdf https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13696.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Quarterly Options Series Pilot Program 2007-07-16T00:00:00-07:00 2007-07-16T00:00:00-07:00 E7-13696 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13696.pdf https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13695.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options 2007-07-16T00:00:00-07:00 2007-07-16T00:00:00-07:00 E7-13695 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13695.pdf https://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13694.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Codify Pre-Existing Practices and To Amend and Supplement Rule 24.9 2007-07-16T00:00:00-07:00 2007-07-16T00:00:00-07:00 E7-13694 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13694.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13593.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members' Trading Because of Block Positioning 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13593.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13592.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13592.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13578.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Relating to Three-Characters Ticker Symbols 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13578 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13578.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13601.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13601 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13601.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13600.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13600 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13600.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13599.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13599.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13598.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13598.pdf https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13506.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-07-12T00:00:00-07:00 2007-07-12T00:00:00-07:00 E7-13506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13506.pdf https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13502.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund 2007-07-12T00:00:00-07:00 2007-07-12T00:00:00-07:00 E7-13502 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13502.pdf https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13497.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Rule 92 (Limitations on Members' Trading Because of Customers' Orders) 2007-07-12T00:00:00-07:00 2007-07-12T00:00:00-07:00 E7-13497 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13497.pdf https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13491.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange 2007-07-12T00:00:00-07:00 2007-07-12T00:00:00-07:00 E7-13491 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13491.pdf https://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13490.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Interpretation to CBOE Rule 3.19 Regarding Temporary Membership Status Pending Final Commission Action on a Pending Rule Interpretation Concerning Exercise Right Eligibility 2007-07-12T00:00:00-07:00 2007-07-12T00:00:00-07:00 E7-13490 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13490.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13468.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No.1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13468.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13400.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13400 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13400.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13399.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13399 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13399.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13398.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13398 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13398.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13163.html Proposed Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13163 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13163.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13324.html Proposed Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13324 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13324.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13312.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13312.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13311.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13311.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13310.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Assess, on a Retroactive Basis, Certain CBOE and CBSX Market Data Fees 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13310.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13309.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13309.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13308.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Fee Changes on a Retroactive Basis 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13308 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13308.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13275.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 4 To List and Trade Options on Corporate Debt Securities 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13275 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13275.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.html Notice - Sunshine Act Meetings 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13272.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Order Audit Trail System 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13201.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b) 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13200.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.html Notice - Aston Funds and Aston Asset Management LLC; Notice of Application 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13191.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.html Notice - Submission for OMB Review; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13178 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13178.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.html Notice - Submission for OMB Review; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13177 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13177.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.html Notice - Proposed Collection; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13176 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13176.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13165.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.html Notice - Submission for OMB Review; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13164.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13159 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13159.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13158.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13157.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13156 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13156.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13155 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13155.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13154 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13154.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.html Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13136 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13136.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.html Proposed Rule - Electronic Filing and Simplification of Form D 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13018 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13018.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13072.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13072 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13072.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13071.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13071.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13070.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13070.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13069.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Interest Expense on Financial Instruments Classified Under GAAP as Liabilities From the Exchange's Earnings Standard 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13069.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13068.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Reduction and Fee Cap in Options on IWM 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13068 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13068.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13067.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automating the Rebate Request Process for Dividend, Merger and Short Stock Interest Strategies 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13067 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13067.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13066.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Equity Securities 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13066 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13066.pdf https://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13023.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and To Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds 2007-07-06T00:00:00-07:00 2007-07-06T00:00:00-07:00 E7-13023 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13023.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.html Notice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-13058 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13058.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-13013 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13013.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.html Notice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12944 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12944.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.html Notice - RealNetworks, Inc.; Notice of Application 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12943 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12943.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12940 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12940.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.html Notice - Proposed Collection; Comment Request 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 E7-12939 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12939.pdf https://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.html Proposed Rule - Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates 2007-07-05T00:00:00-07:00 2007-07-05T00:00:00-07:00 07-3217 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/07-3217.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html Rule - Regulation SHO and Rule 10a-1 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12868 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12868.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html Notice - Proposed Collection; Comment Request 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12784 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12784.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html Notice - Proposed Collection; Comment Request 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12783 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12783.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12782 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12782.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html Notice - Proposed Collection; Comment Request 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12781.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc; Notice of Filing of Proposed Rule Change Relating To Establish New Procedures To Be Followed When Trading Halts on the Primary Market for the Underlying Security 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12780 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12780.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12779.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PrecISE Fees 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12778 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12778.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12777.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12743.html Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Nullification Policy for Error Trades and Mistrades 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12743 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12743.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12742.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12742 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12742.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12741.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12741 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12741.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12740.html Notice - Advisory Committee on Improvements to Financial Reporting 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12740 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12740.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12709.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the ishares MSCI Emerging Markets Index 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12709 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12709.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12681.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12681 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12681.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12676.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the HealthSharesTM 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12676 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12676.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12675.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Appointment of Market Makers 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12675 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12675.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12664.html Notice - Proposed Collection; Comment Request 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12664.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12663.html Notice - Submission for OMB Review; Comment Request 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12663 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12663.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12662.html Notice - Submission for OMB Review; Comment Request 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12662.pdf https://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12661.html Notice - Submission for OMB Review; Comment Request 2007-07-02T00:00:00-07:00 2007-07-02T00:00:00-07:00 E7-12661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12661.pdf