Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-26T04:06:06-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14663.htmlNotice - MONY Life Insurance Company of America, et al.; Notice of Application2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14663.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14630.htmlNotice - Proposed Collection; Comment Request2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14630.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14629.htmlNotice - Proposed Collection; Comment Request2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14629.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14628.htmlNotice - Proposed Collection; Comment Request2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14628.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14606.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change Regarding Rules Pertaining to Training Requirements and Floor Procedure Advices2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14606.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14605.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend Nasdaq's Authority Under Its Cease and Desist Pilot Program2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14605.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14604.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14604.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/30/E7-14563.htmlNotice - Proposed Collection; Comment Request2007-07-30T00:00:00-07:002007-07-30T00:00:00-07:00E7-14563Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-30/pdf/E7-14563.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14597.htmlNotice - Sunshine Act Meetings2007-07-27T00:00:00-07:002007-07-27T00:00:00-07:00E7-14597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14597.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14507.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE's Rules Related To Credit Default Options2007-07-27T00:00:00-07:002007-07-27T00:00:00-07:00E7-14507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14507.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14506.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change to Modify Chapter VII of the Exchange's Rules Regarding Suspensions of an ETP Holder by Certain Exchange Officers2007-07-27T00:00:00-07:002007-07-27T00:00:00-07:00E7-14506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14506.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14505.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Customer Portfolio Margin Pilot Program2007-07-27T00:00:00-07:002007-07-27T00:00:00-07:00E7-14505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14505.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14504.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program2007-07-27T00:00:00-07:002007-07-27T00:00:00-07:00E7-14504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14504.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14503.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Portfolio Margin Pilot Program Under NYSE Rules 431 (Margin Requirements) and 726 (Delivery of Options Disclosure Document and Prospectus)2007-07-27T00:00:00-07:002007-07-27T00:00:00-07:00E7-14503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14503.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/27/E7-14502.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities2007-07-27T00:00:00-07:002007-07-27T00:00:00-07:00E7-14502Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-27/pdf/E7-14502.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/26/E7-14386.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center2007-07-26T00:00:00-07:002007-07-26T00:00:00-07:00E7-14386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-26/pdf/E7-14386.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14359.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Changes to the Manning Rule2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14359.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14358.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14358.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14357.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extending the Specialist Option Transaction Charge Credit Pilot Program2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14357.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14356.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14356.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14355.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Week Extension for the Price Improvement Mechanism Pilot Program2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14355.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14315.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Entry and Annual Fees Paid by a Company That Lists on Nasdaq Upon Emerging from Bankruptcy2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14315.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14314.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to ISEE Select Market Data Fees2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14314.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14313.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying the Fee Schedule2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14313.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14312.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares® Russell 2000® Index Fund Option Pilot Program Until January 18, 20082007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14312.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/E7-14311.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism Until July 18, 20082007-07-25T00:00:00-07:002007-07-25T00:00:00-07:00E7-14311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/E7-14311.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/25/07-3655.htmlNotice - In the Matter of Vision Airships, Inc.; Order of Suspension of Trading2007-07-25T00:00:00-07:002007-07-25T00:00:00-07:0007-3655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-25/pdf/07-3655.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14249.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 92(d)(6), Limitations on Members' Trading Because of Customers' Orders2007-07-24T00:00:00-07:002007-07-24T00:00:00-07:00E7-14249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/E7-14249.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/24/E7-14217.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to Rule 18 (Compensation in Relation to System Failure)2007-07-24T00:00:00-07:002007-07-24T00:00:00-07:00E7-14217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/E7-14217.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/24/07-3629.htmlNotice - In the Matter of American Pad & Paper Co., The CattleSale Co., CHS Electronics, Inc., Cypost Corp., Gen-ID Lab Services, Inc., Global Business Information Directory, Inc., Golf Communities of America, Inc., GSL Holdings, Inc., Industrial Rubber Innovations, Inc., Instapay Systems, Inc., Midland, Inc., Orbit Brands Corp., Signal Apparel Co., Inc., and United Specialties, Inc., (n/k/a WaterColor Holdings, Inc.) File No. 500-1; Order of Suspension of Trading2007-07-24T00:00:00-07:002007-07-24T00:00:00-07:0007-3629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-24/pdf/07-3629.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14216.htmlNotice - Sunshine Act Meetings2007-07-23T00:00:00-07:002007-07-23T00:00:00-07:00E7-14216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14216.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14166.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Arca Equities Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR2007-07-23T00:00:00-07:002007-07-23T00:00:00-07:00E7-14166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14166.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14165.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to Rule 12 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR2007-07-23T00:00:00-07:002007-07-23T00:00:00-07:00E7-14165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14165.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/23/E7-14132.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Quarterly Options Series2007-07-23T00:00:00-07:002007-07-23T00:00:00-07:00E7-14132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/E7-14132.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/23/07-3602.htmlNotice - In the matter of Bentley Commerce Corp., File No. 500-1.; Order of Suspension of Trading2007-07-23T00:00:00-07:002007-07-23T00:00:00-07:0007-3602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-23/pdf/07-3602.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14055.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Partial Trading Days From the Calculation of a Member's Average Daily Volume2007-07-20T00:00:00-07:002007-07-20T00:00:00-07:00E7-14055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14055.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14037.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross With Yield Orders2007-07-20T00:00:00-07:002007-07-20T00:00:00-07:00E7-14037Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14037.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14036.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Order Type Known As the Mid-Point Passive Liquidity Order2007-07-20T00:00:00-07:002007-07-20T00:00:00-07:00E7-14036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14036.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14028.htmlNotice - Delaware VIP Trust et al., Notice of Application2007-07-20T00:00:00-07:002007-07-20T00:00:00-07:00E7-14028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14028.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14024.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry2007-07-20T00:00:00-07:002007-07-20T00:00:00-07:00E7-14024Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14024.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14023.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority of Synthetic Option Orders in Open Outcry2007-07-20T00:00:00-07:002007-07-20T00:00:00-07:00E7-14023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14023.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/20/E7-14019.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Close-Out Netting Procedures2007-07-20T00:00:00-07:002007-07-20T00:00:00-07:00E7-14019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-20/pdf/E7-14019.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13998.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on Commodity Pool Units2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13998.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13966.htmlNotice - Submission for OMB Review; Comment Request2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13966.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13965.htmlNotice - Submission for OMB Review; Comment Request2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13965.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13964.htmlNotice - Submission for OMB Review; Comment Request2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13964.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13963.htmlNotice - Submission for OMB Review; Comment Request2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13963.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13962.htmlNotice - Submission for OMB Review; Comment Request2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13962.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13961.htmlNotice - Submission for OMB Review; Comment Request2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13961.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13960.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Charge Member Organizations a Routing Fee for Orders Routed to Other Markets for Execution2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13960.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13959.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Waivers2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13959.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13958.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the One Week Option Series Pilot Program2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13958.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13957.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Period for Rule 2.12 Regarding Third-Party Routing Services in Respect of Orders Entered Into NSX BLADE2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13957.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/19/E7-13407.htmlProposed Rule - Smaller Reporting Company Regulatory Relief and Simplification2007-07-19T00:00:00-07:002007-07-19T00:00:00-07:00E7-13407Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-19/pdf/E7-13407.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13882.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rules 2.16 and 4.5 Relating to Certain ETP Holder Administrative Procedures2007-07-18T00:00:00-07:002007-07-18T00:00:00-07:00E7-13882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13882.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13881.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rules of the Boston Options Exchange Related to Obvious Errors2007-07-18T00:00:00-07:002007-07-18T00:00:00-07:00E7-13881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13881.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13880.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Rules 2.17 and 4.5 Relating to Certain OTP Holder and OTP Firm Administrative Procedures2007-07-18T00:00:00-07:002007-07-18T00:00:00-07:00E7-13880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13880.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13879.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund Option Pilot Program Until January 18, 20082007-07-18T00:00:00-07:002007-07-18T00:00:00-07:00E7-13879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13879.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13878.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to Exchange Fees and Charges2007-07-18T00:00:00-07:002007-07-18T00:00:00-07:00E7-13878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13878.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/18/E7-13874.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program2007-07-18T00:00:00-07:002007-07-18T00:00:00-07:00E7-13874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-18/pdf/E7-13874.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13811.htmlNotice - Sunshine Act Meeting2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13811Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13811.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13810.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13810.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13809.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13809.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13808.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13808.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13807.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13807.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13751.htmlNotice - Submission for OMB Review; Comment Request2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13751.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13750.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13750.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13749.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Shares of the iShares COMEX Gold Trust2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13749.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13748.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program for a Two-Week Period2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13748.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13747.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc., Notice of Filing of Proposed Rule Change To Amend the Definition of Public Arbitrator2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13747.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13746.htmlNotice - Submission for OMB Review; Comment Request2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13746.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13738.htmlRule - Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13738Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13738.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/17/E7-13693.htmlNotice - Joint Industry Plan; American Stock Exchange LLC, New York Stock Exchange LLC, and NYSE Arca, Inc. and Chicago Stock Exchange, Inc., The Nasdaq Stock Market, Inc., National Association of Securities Dealers, Inc., National Stock Exchange, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed National Market System Plans for the Selection and Reservation of Securities Symbols2007-07-17T00:00:00-07:002007-07-17T00:00:00-07:00E7-13693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-17/pdf/E7-13693.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13696.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Quarterly Options Series Pilot Program2007-07-16T00:00:00-07:002007-07-16T00:00:00-07:00E7-13696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13696.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13695.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled Foreign Currency Options2007-07-16T00:00:00-07:002007-07-16T00:00:00-07:00E7-13695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13695.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/16/E7-13694.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Codify Pre-Existing Practices and To Amend and Supplement Rule 24.92007-07-16T00:00:00-07:002007-07-16T00:00:00-07:00E7-13694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-16/pdf/E7-13694.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13593.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members' Trading Because of Block Positioning2007-07-13T00:00:00-07:002007-07-13T00:00:00-07:00E7-13593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13593.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13592.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees2007-07-13T00:00:00-07:002007-07-13T00:00:00-07:00E7-13592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13592.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13578.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Relating to Three-Characters Ticker Symbols2007-07-13T00:00:00-07:002007-07-13T00:00:00-07:00E7-13578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13578.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13601.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program2007-07-13T00:00:00-07:002007-07-13T00:00:00-07:00E7-13601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13601.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13600.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program2007-07-13T00:00:00-07:002007-07-13T00:00:00-07:00E7-13600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13600.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13599.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations2007-07-13T00:00:00-07:002007-07-13T00:00:00-07:00E7-13599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13599.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13598.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program2007-07-13T00:00:00-07:002007-07-13T00:00:00-07:00E7-13598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13598.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13506.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund2007-07-12T00:00:00-07:002007-07-12T00:00:00-07:00E7-13506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13506.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13502.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund2007-07-12T00:00:00-07:002007-07-12T00:00:00-07:00E7-13502Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13502.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13497.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Rule 92 (Limitations on Members' Trading Because of Customers' Orders)2007-07-12T00:00:00-07:002007-07-12T00:00:00-07:00E7-13497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13497.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13491.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange2007-07-12T00:00:00-07:002007-07-12T00:00:00-07:00E7-13491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13491.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/12/E7-13490.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Interpretation to CBOE Rule 3.19 Regarding Temporary Membership Status Pending Final Commission Action on a Pending Rule Interpretation Concerning Exercise Right Eligibility2007-07-12T00:00:00-07:002007-07-12T00:00:00-07:00E7-13490Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-12/pdf/E7-13490.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13468.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No.1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR2007-07-11T00:00:00-07:002007-07-11T00:00:00-07:00E7-13468Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13468.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13400.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes2007-07-11T00:00:00-07:002007-07-11T00:00:00-07:00E7-13400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13400.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13399.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE2007-07-11T00:00:00-07:002007-07-11T00:00:00-07:00E7-13399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13399.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13398.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member2007-07-11T00:00:00-07:002007-07-11T00:00:00-07:00E7-13398Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13398.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13163.htmlProposed Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP2007-07-11T00:00:00-07:002007-07-11T00:00:00-07:00E7-13163Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13163.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13324.htmlProposed Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 19342007-07-10T00:00:00-07:002007-07-10T00:00:00-07:00E7-13324Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13324.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13312.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program2007-07-10T00:00:00-07:002007-07-10T00:00:00-07:00E7-13312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13312.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13311.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker2007-07-10T00:00:00-07:002007-07-10T00:00:00-07:00E7-13311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13311.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13310.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Assess, on a Retroactive Basis, Certain CBOE and CBSX Market Data Fees2007-07-10T00:00:00-07:002007-07-10T00:00:00-07:00E7-13310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13310.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13309.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange2007-07-10T00:00:00-07:002007-07-10T00:00:00-07:00E7-13309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13309.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13308.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Fee Changes on a Retroactive Basis2007-07-10T00:00:00-07:002007-07-10T00:00:00-07:00E7-13308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13308.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13275.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 4 To List and Trade Options on Corporate Debt Securities2007-07-10T00:00:00-07:002007-07-10T00:00:00-07:00E7-13275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13275.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.htmlNotice - Sunshine Act Meetings2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13272.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Order Audit Trail System2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13201Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13201.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b)2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13200Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13200.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.htmlNotice - Aston Funds and Aston Asset Management LLC; Notice of Application2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13191.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.htmlNotice - Submission for OMB Review; Comment Request2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13178.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.htmlNotice - Submission for OMB Review; Comment Request2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13177.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.htmlNotice - Proposed Collection; Comment Request2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13176.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13165.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.htmlNotice - Submission for OMB Review; Comment Request2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13164.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13159.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13158.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13157.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13156.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13155.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6)2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13154.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13136.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.htmlProposed Rule - Electronic Filing and Simplification of Form D2007-07-09T00:00:00-07:002007-07-09T00:00:00-07:00E7-13018Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13018.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13072.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13072.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13071.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13071.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13070.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13070.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13069.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude Interest Expense on Financial Instruments Classified Under GAAP as Liabilities From the Exchange's Earnings Standard2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13069.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13068.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Reduction and Fee Cap in Options on IWM2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13068.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13067.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automating the Rebate Request Process for Dividend, Merger and Short Stock Interest Strategies2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13067.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13066.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Equity Securities2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13066.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/06/E7-13023.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and To Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds2007-07-06T00:00:00-07:002007-07-06T00:00:00-07:00E7-13023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-06/pdf/E7-13023.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13058.htmlNotice - Order Extending Temporary Exemption of Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 19342007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-13058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13058.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-13013.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists in Exchange-Traded Funds From Charging Commissions on Transactions in Their Specialty Securities2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-13013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-13013.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12944.htmlNotice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 19402007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12944Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12944.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12943.htmlNotice - RealNetworks, Inc.; Notice of Application2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12943Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12943.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12940.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Its Open Outcry Allocation Rules2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12940Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12940.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/E7-12939.htmlNotice - Proposed Collection; Comment Request2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:00E7-12939Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/E7-12939.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/05/07-3217.htmlProposed Rule - Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates2007-07-05T00:00:00-07:002007-07-05T00:00:00-07:0007-3217Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-05/pdf/07-3217.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.htmlRule - Regulation SHO and Rule 10a-12007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12868Rulehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12868.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.htmlNotice - Proposed Collection; Comment Request2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12784.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.htmlNotice - Proposed Collection; Comment Request2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12783.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12782Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12782.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.htmlNotice - Proposed Collection; Comment Request2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12781Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12781.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc; Notice of Filing of Proposed Rule Change Relating To Establish New Procedures To Be Followed When Trading Halts on the Primary Market for the Underlying Security2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12780.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12779Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12779.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PrecISE Fees2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12778.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes2007-07-03T00:00:00-07:002007-07-03T00:00:00-07:00E7-12777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12777.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12743.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Nullification Policy for Error Trades and Mistrades2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12743.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12742.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12742.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12741.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12741Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12741.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12740.htmlNotice - Advisory Committee on Improvements to Financial Reporting2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12740.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12709.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the ishares MSCI Emerging Markets Index2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12709Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12709.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12681.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12681.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12676.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the HealthSharesTM2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12676Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12676.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12675.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Appointment of Market Makers2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12675.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12664.htmlNotice - Proposed Collection; Comment Request2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12664.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12663.htmlNotice - Submission for OMB Review; Comment Request2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12663.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12662.htmlNotice - Submission for OMB Review; Comment Request2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12662.pdfhttps://regulations.justia.com/regulations/fedreg/2007/07/02/E7-12661.htmlNotice - Submission for OMB Review; Comment Request2007-07-02T00:00:00-07:002007-07-02T00:00:00-07:00E7-12661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2007-07-02/pdf/E7-12661.pdf