Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/13?limit=200&registers=between&mode=atom 2024-11-23T11:44:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13593.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 97, Limitation on Members' Trading Because of Block Positioning 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13593.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13592.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13592.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13578.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Relating to Three-Characters Ticker Symbols 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13578 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13578.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13601.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13601 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13601.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13600.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Quarterly Options Series Pilot Program 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13600 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13600.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13599.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Customer and the Industry Codes of Arbitration Procedure To Clarify NASD's Jurisdiction Concerning Members of Other Self-Regulatory Organizations 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13599.pdf https://regulations.justia.com/regulations/fedreg/2007/07/13/E7-13598.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program 2007-07-13T00:00:00-07:00 2007-07-13T00:00:00-07:00 E7-13598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-13/pdf/E7-13598.pdf