Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/11?limit=200&registers=between&mode=atom 2024-07-15T11:12:01-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13468.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No.1 Thereto Relating to Proposed Amendments to Rule 600 To Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation Into NASD DR 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13468.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13400.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13400 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13400.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13399.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify a Rule Relating to Market Data Revenue Credits for Transactions Executed Through NSX BLADE 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13399 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13399.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13398.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow NASD Members To Use the NASD/Nasdaq Trade Reporting Facility To Process Transaction Fees Charged by One Member to Another Member 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13398 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13398.pdf https://regulations.justia.com/regulations/fedreg/2007/07/11/E7-13163.html Proposed Rule - Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP 2007-07-11T00:00:00-07:00 2007-07-11T00:00:00-07:00 E7-13163 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-11/pdf/E7-13163.pdf