<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/10?registers=between Thu, 24 Apr 2025 09:21:47 -0700 Thu, 24 Apr 2025 09:21:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/10?registers=between Proposed Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13324.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13324.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13324 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13324.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13312.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13312.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13312.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13311.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13311.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13311.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Assess, on a Retroactive Basis, Certain CBOE and CBSX Market Data Fees https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13310.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13310.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13310.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13309.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13309.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13309.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Fee Changes on a Retroactive Basis https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13308.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13308.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13308 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13308.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 4 To List and Trade Options on Corporate Debt Securities https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13275.html https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13275.html Tue, 10 Jul 2007 00:00:00 -0700 E7-13275 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13275.pdf