Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/10?limit=200&registers=between&mode=atom 2021-03-05T19:14:35-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13324.html Proposed Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(g) of the Securities Exchange Act of 1934 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13324 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13324.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13312.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13312.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13311.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13311.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13310.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Assess, on a Retroactive Basis, Certain CBOE and CBSX Market Data Fees 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13310.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13309.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13309.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13308.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Fee Changes on a Retroactive Basis 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13308 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13308.pdf https://regulations.justia.com/regulations/fedreg/2007/07/10/E7-13275.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 4 To List and Trade Options on Corporate Debt Securities 2007-07-10T00:00:00-07:00 2007-07-10T00:00:00-07:00 E7-13275 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-10/pdf/E7-13275.pdf