<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/09?registers=between Sat, 27 Apr 2024 06:16:32 -0700 Sat, 27 Apr 2024 06:16:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/09?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13272.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Order Audit Trail System https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13201.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b) https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13200.pdf Notice - Aston Funds and Aston Asset Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13191.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13178 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13178.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13177 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13177.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13176 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13176.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13165.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13159 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13159.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13158.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13157.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13156 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13156.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13155 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13155.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13154 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13154.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13136 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13136.pdf Proposed Rule - Electronic Filing and Simplification of Form D https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.html https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.html Mon, 09 Jul 2007 00:00:00 -0700 E7-13018 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13018.pdf