Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/09?limit=200&registers=between&mode=atom 2024-07-21T10:09:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13272.html Notice - Sunshine Act Meetings 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13272 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13272.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13201.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Order Audit Trail System 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13201.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13200.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements under Rule 3110(b) 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13200.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13191.html Notice - Aston Funds and Aston Asset Management LLC; Notice of Application 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13191.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13178.html Notice - Submission for OMB Review; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13178 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13178.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13177.html Notice - Submission for OMB Review; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13177 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13177.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13176.html Notice - Proposed Collection; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13176 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13176.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13165.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Administrative CBOE Billing Rule 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13165 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13165.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13164.html Notice - Submission for OMB Review; Comment Request 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13164 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13164.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13159.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Shares of the iShares FTSE EPRA/NAREIT Asia Index Fund 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13159 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13159.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13158.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13158 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13158.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13157.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program Relating to Split Price Priority in Open Outcry 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13157 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13157.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13156.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by Rules 107A and 110, Respectively, for an Additional Three Months 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13156 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13156.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13155.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Options on Commodity Pool ETFs 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13155 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13155.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13154.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10(6) 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13154 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13154.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13136.html Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13136 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13136.pdf https://regulations.justia.com/regulations/fedreg/2007/07/09/E7-13018.html Proposed Rule - Electronic Filing and Simplification of Form D 2007-07-09T00:00:00-07:00 2007-07-09T00:00:00-07:00 E7-13018 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-09/pdf/E7-13018.pdf