<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/03?registers=between
Wed, 23 Apr 2025 20:56:19 -0700
Wed, 23 Apr 2025 20:56:19 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/03?registers=between
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Rule - Regulation SHO and Rule 10a-1
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12868
Rule
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12868.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12784
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12784.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12783
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12783.pdf
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Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12782
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12782.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12781
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12781.pdf
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Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc; Notice of Filing of Proposed Rule Change Relating To Establish New Procedures To Be Followed When Trading Halts on the Primary Market for the Underlying Security
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12780
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12780.pdf
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Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12779
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12779.pdf
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Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PrecISE Fees
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12778
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12778.pdf
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Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html
https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html
Tue, 03 Jul 2007 00:00:00 -0700
E7-12777
Notice
http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12777.pdf