<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/03?registers=between Thu, 02 May 2024 05:55:07 -0700 Thu, 02 May 2024 05:55:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/03?registers=between Rule - Regulation SHO and Rule 10a-1 https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12868 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12868.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12784 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12784.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12783 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12783.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12782 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12782.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12781.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc; Notice of Filing of Proposed Rule Change Relating To Establish New Procedures To Be Followed When Trading Halts on the Primary Market for the Underlying Security https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12780 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12780.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12779.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PrecISE Fees https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12778 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12778.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html Tue, 03 Jul 2007 00:00:00 -0700 E7-12777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12777.pdf