Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/07/03?limit=200&registers=between&mode=atom 2021-03-05T04:02:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12868.html Rule - Regulation SHO and Rule 10a-1 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12868 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12868.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12784.html Notice - Proposed Collection; Comment Request 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12784 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12784.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12783.html Notice - Proposed Collection; Comment Request 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12783 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12783.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12782.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12782 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12782.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12781.html Notice - Proposed Collection; Comment Request 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12781 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12781.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12780.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc; Notice of Filing of Proposed Rule Change Relating To Establish New Procedures To Be Followed When Trading Halts on the Primary Market for the Underlying Security 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12780 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12780.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12779.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-14, Reports of Sales or Purchases Relating to Reporting of Transactions in Certain Special Trading Situations 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12779.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12778.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PrecISE Fees 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12778 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12778.pdf https://regulations.justia.com/regulations/fedreg/2007/07/03/E7-12777.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes 2007-07-03T00:00:00-07:00 2007-07-03T00:00:00-07:00 E7-12777 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-07-03/pdf/E7-12777.pdf