Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/27?limit=200&registers=between&mode=atom 2024-07-25T06:25:11-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12426.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Amend Nasdaq's “Clearly Erroneous” Rule 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12426 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12426.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12425.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Credit Default Basket Options 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12425 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12425.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12405.html Notice - ING Life Insurance and Annuity Company, et al., Notice of Application 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12405.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12394.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program Until January 18, 2008 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12394 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12394.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12393.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12393 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12393.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12392.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify the Minimum Shareholder Requirement for Initial Listing on the Nasdaq Global Select Market 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12392 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12392.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12391.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Firm Facilitation, Royalty, and Booth Fees 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12391 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12391.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12390.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating To Removing Certain Rules From Its Rulebook 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12390 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12390.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Position and Exercise Limits for Options on the KBW Bank Index 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12389 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12389.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12388.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees for Electronically Executed Broker-Dealer Orders in IWM and QQQQ Options 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12388 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12388.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12341.html Notice - Sunshine Act Meeting 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12341 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12341.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12340.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 To Lower the Required Number of Letters of Reference an Applicant Must Provide 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12340 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12340.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12331.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12331 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12331.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12300.html Proposed Rule - Definition of a Significant Deficiency 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12300 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12300.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12299.html Rule - Commission Guidance Regarding Management's Report on Internal Control Over Financial Reporting Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12299 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12299.pdf https://regulations.justia.com/regulations/fedreg/2007/06/27/E7-12298.html Rule - Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting 2007-06-27T00:00:00-07:00 2007-06-27T00:00:00-07:00 E7-12298 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-06-27/pdf/E7-12298.pdf