Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/14?limit=200&registers=between&mode=atom 2024-12-27T06:38:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11540.html Notice - Sunshine Act Meeting 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11540.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11506.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11506.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11505.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11505 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11505.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11504.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to SEC Section 31-Related Fees 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11504 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11504.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11489.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11489 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11489.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11488.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE and CBSX Market Data Fees 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11488 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11488.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11442.html Notice - Order Exempting Certain Print Protection Transactions From Rule 611 of Regulation NMS Under the Securities Exchange Act of 1934 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11442 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11442.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11441.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Amendment to New NASD Rule 2342 (SIPC Information) 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11441 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11441.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11440.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Options Exchange Officials 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11440 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11440.pdf https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11439.html Notice - Order Exempting Certain Error Correction Transactions From Rule 611 of Regulation NMS Under the Securities Exchange Act of 1934 2007-06-14T00:00:00-07:00 2007-06-14T00:00:00-07:00 E7-11439 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11439.pdf