<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/14?registers=between Tue, 30 Apr 2024 21:51:21 -0700 Tue, 30 Apr 2024 21:51:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11540.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11540.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11540 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11540.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11506.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11506.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11506.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11505.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11505.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11505 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11505.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to SEC Section 31-Related Fees https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11504.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11504.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11504 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11504.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11489.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11489.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11489 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11489.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CBOE and CBSX Market Data Fees https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11488.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11488.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11488 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11488.pdf Notice - Order Exempting Certain Print Protection Transactions From Rule 611 of Regulation NMS Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11442.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11442.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11442 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11442.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Amendment to New NASD Rule 2342 (SIPC Information) https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11441.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11441.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11441 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11441.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Options Exchange Officials https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11440.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11440.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11440 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11440.pdf Notice - Order Exempting Certain Error Correction Transactions From Rule 611 of Regulation NMS Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11439.html https://regulations.justia.com/regulations/fedreg/2007/06/14/E7-11439.html Thu, 14 Jun 2007 00:00:00 -0700 E7-11439 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-14/pdf/E7-11439.pdf