<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/12?registers=between Fri, 27 Dec 2024 06:02:11 -0800 Fri, 27 Dec 2024 06:02:11 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/12?registers=between Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule on Auditing Standard No. 5, an Audit of Internal Control Over Financial Reporting That Is Integrated With an Audit of Financial Statements, and Related Independence Rule and Conforming Amendments https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11311.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11311.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11311.pdf Notice - Barclays Global Fund Advisors; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11295.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11295.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11295.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 5 to a Proposed Rule Change To List and Trade Credit Default Options; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 3, 4, and 5, and Designating Credit Default Options as Standardized Options Under Rule 9b-1 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11273.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11273.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11273 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11273.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Permanently Extend the Pilot Program for Preferenced Orders https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11268.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11268.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11268 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11268.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Allow the Use of a Company's Web Site To Distribute an Annual Report and Meet Other Nasdaq Listing Requirements https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11267.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11267.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11267 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11267.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc. and NYSE Arca Equities, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11266.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11266.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11266 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11266.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11265.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11265.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11265 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11265.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Require Nasdaq-Listed Issuers To Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure Submission System https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11189.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11189.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11189.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 4 to Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2, 3, and 4 Relating to NYSE Rules 134 and 411 https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11188.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11188.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11188 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11188.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11181.html https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11181.html Tue, 12 Jun 2007 00:00:00 -0700 E7-11181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11181.pdf