Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/12?limit=200&registers=between&mode=atom 2024-05-05T20:30:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11311.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rule on Auditing Standard No. 5, an Audit of Internal Control Over Financial Reporting That Is Integrated With an Audit of Financial Statements, and Related Independence Rule and Conforming Amendments 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11311.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11295.html Notice - Barclays Global Fund Advisors; Notice of Application 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11295 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11295.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11273.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 5 to a Proposed Rule Change To List and Trade Credit Default Options; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 3, 4, and 5, and Designating Credit Default Options as Standardized Options Under Rule 9b-1 of the Securities Exchange Act of 1934 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11273 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11273.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11268.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Permanently Extend the Pilot Program for Preferenced Orders 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11268 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11268.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11267.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Allow the Use of a Company's Web Site To Distribute an Annual Report and Meet Other Nasdaq Listing Requirements 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11267 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11267.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11266.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc. and NYSE Arca Equities, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to an Increase in the Frequency of the Short Interest Reporting Requirements for Equity Trading Permit Holders and Options Trading Permit Holders 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11266 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11266.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11265.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11265 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11265.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11189.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Require Nasdaq-Listed Issuers To Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure Submission System 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11189.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11188.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 4 to Proposed Rule Change and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 2, 3, and 4 Relating to NYSE Rules 134 and 411 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11188 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11188.pdf https://regulations.justia.com/regulations/fedreg/2007/06/12/E7-11181.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges 2007-06-12T00:00:00-07:00 2007-06-12T00:00:00-07:00 E7-11181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-12/pdf/E7-11181.pdf