<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/04?registers=between Wed, 01 May 2024 03:35:39 -0700 Wed, 01 May 2024 03:35:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/04?registers=between Notice - HealthSharesTM https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10700.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10700.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10700 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10700.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of NASD's Authority Under the Cease and Desist Pilot Program https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10681.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10681.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10681 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10681.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10680.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10680.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10680 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10680.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Amendments to Interpretation to Rule 311(b)(5) (“Co-Designation of Principal Executive Officers”) as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10668.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10668.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10668 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10668.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to the International Securities Exchange, LLC Constitution and Amended and Restated LLC Agreement https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10667.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10667.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10667 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10667.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment of the International Securities Exchange Holdings, Inc. Certificate of Incorporation and Bylaws https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10666.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10666.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10666 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10666.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Index Linked Securities https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10665.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10665.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10665 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10665.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Sending of Linkage Principal Acting as Agent Orders https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10664.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10664.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10664.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10661.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10661.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10661.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10659.html https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10659.html Mon, 04 Jun 2007 00:00:00 -0700 E7-10659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10659.pdf