Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/06/04?limit=200&registers=between&mode=atom 2024-05-01T00:37:03-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10700.html Notice - HealthSharesTM 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10700 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10700.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10681.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of NASD's Authority Under the Cease and Desist Pilot Program 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10681 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10681.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10680.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10680 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10680.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10668.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Amendments to Interpretation to Rule 311(b)(5) (“Co-Designation of Principal Executive Officers”) as Modified by Amendment No. 1 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10668 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10668.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10667.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to the International Securities Exchange, LLC Constitution and Amended and Restated LLC Agreement 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10667 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10667.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10666.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment of the International Securities Exchange Holdings, Inc. Certificate of Incorporation and Bylaws 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10666 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10666.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10665.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Index Linked Securities 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10665 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10665.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10664.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Sending of Linkage Principal Acting as Agent Orders 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10664.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10661.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Proposed Amendments to Rule 600 to Provide Guidance Regarding New and Pending Arbitration Claims in Light of the Consolidation of NYSE Regulation into NASD DR 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10661.pdf https://regulations.justia.com/regulations/fedreg/2007/06/04/E7-10659.html Notice - Sunshine Act Meeting 2007-06-04T00:00:00-07:00 2007-06-04T00:00:00-07:00 E7-10659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-06-04/pdf/E7-10659.pdf