<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05?registers=between&min-day=1&max-day=31 Sat, 27 Apr 2024 06:34:37 -0700 Sat, 27 Apr 2024 06:34:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Order Audit Trail System https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10405.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10405.html Thu, 31 May 2007 00:00:00 -0700 E7-10405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10405.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 92 (Limitations on Members' Trading Because of Customers' Orders) https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10404.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10404.html Thu, 31 May 2007 00:00:00 -0700 E7-10404 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10404.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10403.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10403.html Thu, 31 May 2007 00:00:00 -0700 E7-10403 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10403.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10378.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10378.html Thu, 31 May 2007 00:00:00 -0700 E7-10378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10378.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10377.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10377.html Thu, 31 May 2007 00:00:00 -0700 E7-10377 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10377.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Concerning the Exchange's Directed Order Program https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10376.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10376.html Thu, 31 May 2007 00:00:00 -0700 E7-10376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10376.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change Regarding the Annual Certification of Compliance and Supervisory Processes https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10375.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10375.html Thu, 31 May 2007 00:00:00 -0700 E7-10375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10375.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10374.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10374.html Thu, 31 May 2007 00:00:00 -0700 E7-10374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10374.pdf Notice - First Investors Equity Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10364.html https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10364.html Thu, 31 May 2007 00:00:00 -0700 E7-10364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10364.pdf Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10288.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10288.html Tue, 29 May 2007 00:00:00 -0700 E7-10288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10288.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10208.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10208.html Tue, 29 May 2007 00:00:00 -0700 E7-10208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10208.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change to Modify the Distributor Fee for Nasdaq Index Weighting Information https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10207.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10207.html Tue, 29 May 2007 00:00:00 -0700 E7-10207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10207.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend NYSE Rule 80A.40(b) To Update the Definition of “Program Trading,” To Substitute Simplified Audit Trail Requirements, and To Make Conforming Amendments to NYSE Rule 410B https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10206.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10206.html Tue, 29 May 2007 00:00:00 -0700 E7-10206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10206.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend CBOE's Membership Application Procedures https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10205.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10205.html Tue, 29 May 2007 00:00:00 -0700 E7-10205 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10205.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10201.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10201.html Tue, 29 May 2007 00:00:00 -0700 E7-10201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10201.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change to Exempt Limited Partnerships From Certain of its Shareholder Approval Rules https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10200.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10200.html Tue, 29 May 2007 00:00:00 -0700 E7-10200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10200.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Close-Out Netting Procedures https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10196.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10196.html Tue, 29 May 2007 00:00:00 -0700 E7-10196 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10196.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10195.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10195.html Tue, 29 May 2007 00:00:00 -0700 E7-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10195.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to the Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10038.html https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10038.html Thu, 24 May 2007 00:00:00 -0700 E7-10038 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-24/pdf/E7-10038.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10034.html https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10034.html Thu, 24 May 2007 00:00:00 -0700 E7-10034 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-24/pdf/E7-10034.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Delivery https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10008.html https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10008.html Thu, 24 May 2007 00:00:00 -0700 E7-10008 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-24/pdf/E7-10008.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9876.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9876.html Wed, 23 May 2007 00:00:00 -0700 E7-9876 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9876.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Investment Company Units Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9874.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9874.html Wed, 23 May 2007 00:00:00 -0700 E7-9874 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9874.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9856.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9856.html Wed, 23 May 2007 00:00:00 -0700 E7-9856 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9856.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9855.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9855.html Wed, 23 May 2007 00:00:00 -0700 E7-9855 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9855.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9854.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9854.html Wed, 23 May 2007 00:00:00 -0700 E7-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9854.pdf Proposed Rule - Amendments to Financial Responsibility Rules for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9833.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9833.html Wed, 23 May 2007 00:00:00 -0700 E7-9833 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9833.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9809.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9809.html Tue, 22 May 2007 00:00:00 -0700 E7-9809 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9809.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9808.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9808.html Tue, 22 May 2007 00:00:00 -0700 E7-9808 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9808.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a “Holdback Timer” https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9807.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9807.html Tue, 22 May 2007 00:00:00 -0700 E7-9807 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9807.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9806.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9806.html Tue, 22 May 2007 00:00:00 -0700 E7-9806 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9806.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9779.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9779.html Tue, 22 May 2007 00:00:00 -0700 E7-9779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9779.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Ability To Receive Transaction Data From Trade Reporting Facilities That Are Facilities of a Self-Regulatory Organization https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9762.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9762.html Tue, 22 May 2007 00:00:00 -0700 E7-9762 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9762.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Interpretive Material to NASD Rule 3060 To Require Members To Adopt Policies and Procedures Addressing Business Entertainment https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9742.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9742.html Tue, 22 May 2007 00:00:00 -0700 E7-9742 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9742.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASD's Exemptive Authority Relating to Regulation NMS Trade Reporting Requirements https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9741.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9741.html Tue, 22 May 2007 00:00:00 -0700 E7-9741 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9741.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9740.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9740.html Tue, 22 May 2007 00:00:00 -0700 E7-9740 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9740.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Three iPath Exchange-Traded Notes Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9739.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9739.html Tue, 22 May 2007 00:00:00 -0700 E7-9739 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9739.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the PowerShares DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9738.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9738.html Tue, 22 May 2007 00:00:00 -0700 E7-9738 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9738.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9743.html https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9743.html Mon, 21 May 2007 00:00:00 -0700 E7-9743 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9743.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Rule 350A (“Business Entertainment”) Concerning Policies and Procedures Addressing Business Entertainment https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9668.html https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9668.html Mon, 21 May 2007 00:00:00 -0700 E7-9668 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9668.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 13 (Definitions of Orders) To Establish the New Order Type Called Do Not Ship https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9667.html https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9667.html Mon, 21 May 2007 00:00:00 -0700 E7-9667 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9667.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC.; Order Approving Proposed Rule Change Relating to Information Regarding Customer Interest on the Book https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9664.html https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9664.html Mon, 21 May 2007 00:00:00 -0700 E7-9664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9664.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Method By Which Specialists on the Exchange Execute Odd-Lot Market Orders Under Rule 205-AEMI https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9659.html https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9659.html Mon, 21 May 2007 00:00:00 -0700 E7-9659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9659.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9574.html https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9574.html Fri, 18 May 2007 00:00:00 -0700 E7-9574 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9574.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9573.html https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9573.html Fri, 18 May 2007 00:00:00 -0700 E7-9573 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9573.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9572.html https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9572.html Fri, 18 May 2007 00:00:00 -0700 E7-9572 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9572.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9571.html https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9571.html Fri, 18 May 2007 00:00:00 -0700 E7-9571 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9571.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Amending the Required Number of Letters of Reference an Applicant Must Provide https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9570.html https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9570.html Fri, 18 May 2007 00:00:00 -0700 E7-9570 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9570.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9569.html https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9569.html Fri, 18 May 2007 00:00:00 -0700 E7-9569 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9569.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9568.html https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9568.html Fri, 18 May 2007 00:00:00 -0700 E7-9568 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9568.pdf Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9501.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9501.html Thu, 17 May 2007 00:00:00 -0700 E7-9501 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9501.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Conforming Certain Rules With Comparable NASD Rules https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9500.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9500.html Thu, 17 May 2007 00:00:00 -0700 E7-9500 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9500.pdf Notice - Lincoln Variable Insurance Products Trust, et al. https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9478.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9478.html Thu, 17 May 2007 00:00:00 -0700 E7-9478 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9478.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9471.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9471.html Thu, 17 May 2007 00:00:00 -0700 E7-9471 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9471.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Certain iShares MSCI International Index Funds Pursuant to UTP https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9470.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9470.html Thu, 17 May 2007 00:00:00 -0700 E7-9470 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9470.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the SPDR DJ Global Titans ETF Pursuant to UTP https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9469.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9469.html Thu, 17 May 2007 00:00:00 -0700 E7-9469 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9469.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares MSCI Canada Index Fund Pursuant to UTP https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9468.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9468.html Thu, 17 May 2007 00:00:00 -0700 E7-9468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9468.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9467.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9467.html Thu, 17 May 2007 00:00:00 -0700 E7-9467 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9467.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9466.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9466.html Thu, 17 May 2007 00:00:00 -0700 E7-9466 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9466.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 to Trade the iShares MSCI Index Funds and the S&P Europe 350 Index Fund Pursuant to UTP https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9465.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9465.html Thu, 17 May 2007 00:00:00 -0700 E7-9465 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9465.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Gold Shares Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9464.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9464.html Thu, 17 May 2007 00:00:00 -0700 E7-9464 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9464.pdf Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Order Approving a Proposed Rule Change to Waive Certain Listing Fees https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9439.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9439.html Thu, 17 May 2007 00:00:00 -0700 E7-9439 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9439.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 Relating to the Waiver of Certain Listing Fees https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9438.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9438.html Thu, 17 May 2007 00:00:00 -0700 E7-9438 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9438.pdf Notice - Joint Industry Plan; Order Approving Joint Amendment No. 22 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9437.html https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9437.html Thu, 17 May 2007 00:00:00 -0700 E7-9437 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9437.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to, and Order Granting Accelerated Approval of, a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Require the Provision of Certain Information About the Securities Investor Protection Corporation to Customers https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9433.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9433.html Wed, 16 May 2007 00:00:00 -0700 E7-9433 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9433.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9412.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9412.html Wed, 16 May 2007 00:00:00 -0700 E7-9412 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9412.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007 https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9411.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9411.html Wed, 16 May 2007 00:00:00 -0700 E7-9411 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9411.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9372.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9372.html Wed, 16 May 2007 00:00:00 -0700 E7-9372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9372.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Interpretive Notice to Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweep Accounts https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9371.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9371.html Wed, 16 May 2007 00:00:00 -0700 E7-9371 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9371.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9370.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9370.html Wed, 16 May 2007 00:00:00 -0700 E7-9370 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9370.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9369.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9369.html Wed, 16 May 2007 00:00:00 -0700 E7-9369 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9369.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9368.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9368.html Wed, 16 May 2007 00:00:00 -0700 E7-9368 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9368.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9367.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9367.html Wed, 16 May 2007 00:00:00 -0700 E7-9367 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9367.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 440A (“Telephone Solicitations”) https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9366.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9366.html Wed, 16 May 2007 00:00:00 -0700 E7-9366 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9366.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Split Prices https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9365.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9365.html Wed, 16 May 2007 00:00:00 -0700 E7-9365 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9365.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9364.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9364.html Wed, 16 May 2007 00:00:00 -0700 E7-9364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9364.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9363.html https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9363.html Wed, 16 May 2007 00:00:00 -0700 E7-9363 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9363.pdf Notice - Van Eck Worldwide Insurance Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9270.html https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9270.html Tue, 15 May 2007 00:00:00 -0700 E7-9270 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9270.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the $1 Strike Pilot Program for an Additional Year https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9261.html https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9261.html Tue, 15 May 2007 00:00:00 -0700 E7-9261 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9261.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Price Improved Linkage P/A Orders https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9260.html https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9260.html Tue, 15 May 2007 00:00:00 -0700 E7-9260 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9260.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Opening and Closing Cross for Securities Listed on the NYSE, Amex, and Regional Exchanges https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9249.html https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9249.html Tue, 15 May 2007 00:00:00 -0700 E7-9249 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9249.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 6.80 Governing Accommodation Transactions (Cabinet Trades) https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9195.html https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9195.html Mon, 14 May 2007 00:00:00 -0700 E7-9195 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9195.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9180.html https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9180.html Mon, 14 May 2007 00:00:00 -0700 E7-9180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9180.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Penny Price Improvement https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9179.html https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9179.html Mon, 14 May 2007 00:00:00 -0700 E7-9179 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9179.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Data Revenue Rebates https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9178.html https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9178.html Mon, 14 May 2007 00:00:00 -0700 E7-9178 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9178.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing and Annual Fees for Derivative Securities Products and Closed-End Funds https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9177.html https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9177.html Mon, 14 May 2007 00:00:00 -0700 E7-9177 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9177.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment Nos. 3 and 4 Relating to Procedures for At-Risk Cross Transactions https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9176.html https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9176.html Mon, 14 May 2007 00:00:00 -0700 E7-9176 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9176.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9175.html https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9175.html Mon, 14 May 2007 00:00:00 -0700 E7-9175 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9175.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9181.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9181.html Fri, 11 May 2007 00:00:00 -0700 E7-9181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9181.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9086.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9086.html Fri, 11 May 2007 00:00:00 -0700 E7-9086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9086.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9076.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9076.html Fri, 11 May 2007 00:00:00 -0700 E7-9076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9076.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rule 2-9 (Supervision) and the Interpretive Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements) https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9071.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9071.html Fri, 11 May 2007 00:00:00 -0700 E7-9071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9071.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program That Allows the Listing of Strike Prices at One-Point Intervals for Stocks Trading Under $20 https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9070.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9070.html Fri, 11 May 2007 00:00:00 -0700 E7-9070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9070.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9069.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9069.html Fri, 11 May 2007 00:00:00 -0700 E7-9069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9069.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9045.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9045.html Thu, 10 May 2007 00:00:00 -0700 E7-9045 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9045.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9044.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9044.html Thu, 10 May 2007 00:00:00 -0700 E7-9044 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9044.pdf Notice - First American Investment Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9001.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9001.html Thu, 10 May 2007 00:00:00 -0700 E7-9001 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9001.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8960.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8960.html Thu, 10 May 2007 00:00:00 -0700 E7-8960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8960.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options Adjustment Methodology and Fund Shares https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8959.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8959.html Thu, 10 May 2007 00:00:00 -0700 E7-8959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8959.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in ISE Options https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8958.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8958.html Thu, 10 May 2007 00:00:00 -0700 E7-8958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8958.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Clearing Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8957.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8957.html Thu, 10 May 2007 00:00:00 -0700 E7-8957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8957.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Customer, Industry and Mediation Codes https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8914.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8914.html Thu, 10 May 2007 00:00:00 -0700 E7-8914 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8914.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Rules of Its Government Securities Division With Respect to Obligations Associated With Brokered Repo Trades https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8913.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8913.html Thu, 10 May 2007 00:00:00 -0700 E7-8913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8913.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8912.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8912.html Thu, 10 May 2007 00:00:00 -0700 E7-8912 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8912.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Shares of the iShares FTSE NAREIT Residential Index Fund https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8860.html https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8860.html Wed, 09 May 2007 00:00:00 -0700 E7-8860 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8860.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to NASD By-Laws Relating to SEC Section 31-Related Fees https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8813.html https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8813.html Wed, 09 May 2007 00:00:00 -0700 E7-8813 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8813.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees for Certain Electronically Executed Orders https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8812.html https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8812.html Wed, 09 May 2007 00:00:00 -0700 E7-8812 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8812.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for NYSE Bonds https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8811.html https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8811.html Wed, 09 May 2007 00:00:00 -0700 E7-8811 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8811.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8737.html https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8737.html Tue, 08 May 2007 00:00:00 -0700 E7-8737 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8737.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8736.html https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8736.html Tue, 08 May 2007 00:00:00 -0700 E7-8736 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8736.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Membership Requirements https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8735.html https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8735.html Tue, 08 May 2007 00:00:00 -0700 E7-8735 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8735.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in the ANTE System on a Pilot Program Basis https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8734.html https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8734.html Tue, 08 May 2007 00:00:00 -0700 E7-8734 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8734.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the $1 Strike Pilot Program for an Additional Year https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8733.html https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8733.html Tue, 08 May 2007 00:00:00 -0700 E7-8733 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8733.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8732.html https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8732.html Tue, 08 May 2007 00:00:00 -0700 E7-8732 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8732.pdf Notice - Hercules Technology Growth Capital, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8683.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8683.html Mon, 07 May 2007 00:00:00 -0700 E7-8683 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8683.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8649.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8649.html Mon, 07 May 2007 00:00:00 -0700 E7-8649 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8649.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to Proposed Rule Change and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8600.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8600.html Mon, 07 May 2007 00:00:00 -0700 E7-8600 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8600.pdf Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8599.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8599.html Mon, 07 May 2007 00:00:00 -0700 E7-8599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8599.pdf Notice - SSgA Funds Management, Inc., et al. https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8598.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8598.html Mon, 07 May 2007 00:00:00 -0700 E7-8598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8598.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Penny Increments for Block Mechanism Orders https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8597.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8597.html Mon, 07 May 2007 00:00:00 -0700 E7-8597 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8597.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Nasdaq Trading Rights Fee https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8596.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8596.html Mon, 07 May 2007 00:00:00 -0700 E7-8596 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8596.pdf Notice - First Trust Exchange-Traded Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8595.html https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8595.html Mon, 07 May 2007 00:00:00 -0700 E7-8595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8595.pdf Notice - Order Making Fiscal Year 2008 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2007/05/07/07-2194.html https://regulations.justia.com/regulations/fedreg/2007/05/07/07-2194.html Mon, 07 May 2007 00:00:00 -0700 07-2194 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/07-2194.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in the Option Class NYSE Group, Inc. (NYX); Republication https://regulations.justia.com/regulations/fedreg/2007/05/04/R7-4589.html https://regulations.justia.com/regulations/fedreg/2007/05/04/R7-4589.html Fri, 04 May 2007 00:00:00 -0700 R7-4589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/R7-4589.pdf Notice - Old Westbury Funds, Inc. and Bessemer Investment Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8506.html https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8506.html Fri, 04 May 2007 00:00:00 -0700 E7-8506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/E7-8506.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8505.html https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8505.html Fri, 04 May 2007 00:00:00 -0700 E7-8505 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/E7-8505.pdf Notice - The Gabelli Equity Trust Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8504.html https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8504.html Fri, 04 May 2007 00:00:00 -0700 E7-8504 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/E7-8504.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8430.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8430.html Thu, 03 May 2007 00:00:00 -0700 E7-8430 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8430.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment No. 5 of the Restated Participant Exchange Agreement https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8429.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8429.html Thu, 03 May 2007 00:00:00 -0700 E7-8429 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8429.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8428.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8428.html Thu, 03 May 2007 00:00:00 -0700 E7-8428 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8428.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8427.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8427.html Thu, 03 May 2007 00:00:00 -0700 E7-8427 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8427.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8426.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8426.html Thu, 03 May 2007 00:00:00 -0700 E7-8426 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8426.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8397.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8397.html Thu, 03 May 2007 00:00:00 -0700 E7-8397 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8397.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Allows for the Listing of Option Series at $1 Strike Price Intervals https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8396.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8396.html Thu, 03 May 2007 00:00:00 -0700 E7-8396 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8396.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend CBOE's Rules To Reflect the Migration of Its TPF Technology Platform Over to the Existing CBOEdirect Technology Platform. https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8395.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8395.html Thu, 03 May 2007 00:00:00 -0700 E7-8395 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8395.pdf Notice - HSBC Securities (USA) Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8364.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8364.html Wed, 02 May 2007 00:00:00 -0700 E7-8364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8364.pdf Notice - Hill Physicians Medical Group, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8353.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8353.html Wed, 02 May 2007 00:00:00 -0700 E7-8353 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8353.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Require That Companies Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure System, Except in Emergency Situations https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8313.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8313.html Wed, 02 May 2007 00:00:00 -0700 E7-8313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8313.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Minor Rule Violation Fine Systems https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8312.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8312.html Wed, 02 May 2007 00:00:00 -0700 E7-8312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8312.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination (“Series 12”) https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8311.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8311.html Wed, 02 May 2007 00:00:00 -0700 E7-8311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8311.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Fee Pilot for National Quotation Data Service https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8310.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8310.html Wed, 02 May 2007 00:00:00 -0700 E7-8310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8310.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8309.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8309.html Tue, 01 May 2007 00:00:00 -0700 E7-8309 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8309.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the $1 Strike Pilot Program https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8257.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8257.html Tue, 01 May 2007 00:00:00 -0700 E7-8257 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8257.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto To Reestablish a Quotation and Trading System for Securities That Are Designated by The PORTAL® Market as PORTAL Securities https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8252.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8252.html Tue, 01 May 2007 00:00:00 -0700 E7-8252 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8252.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules Governing the Trading of Options on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8244.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8244.html Tue, 01 May 2007 00:00:00 -0700 E7-8244 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8244.pdf Notice - XTF Advisors Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8231.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8231.html Tue, 01 May 2007 00:00:00 -0700 E7-8231 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8231.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Exceptions to Rule 126A-AEMI Relating to the Generation of Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8225.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8225.html Tue, 01 May 2007 00:00:00 -0700 E7-8225 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8225.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8224.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8224.html Tue, 01 May 2007 00:00:00 -0700 E7-8224 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8224.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Ten Option Classes https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8223.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8223.html Tue, 01 May 2007 00:00:00 -0700 E7-8223 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8223.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8196.html https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8196.html Tue, 01 May 2007 00:00:00 -0700 E7-8196 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8196.pdf