Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2020-11-26T22:32:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10405.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Order Audit Trail System 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10405 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10405.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10404.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 92 (Limitations on Members' Trading Because of Customers' Orders) 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10404 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10404.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10403.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Creating NASD Rule 1160 (Firm Contact Information) Regarding the Reporting and Annual Review of Designated Contact Information to NASD 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10403 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10403.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10378.html Notice - Proposed Collection; Comment Request 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10378.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10377.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Liquidity Provider Rebate Program for Transactions Executed Through NSX BLADE in Which the Order Delivery Mode of Interaction Has Been Selected 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10377 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10377.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10376.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Concerning the Exchange's Directed Order Program 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10376.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10375.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Approving Proposed Rule Change Regarding the Annual Certification of Compliance and Supervisory Processes 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10375.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10374.html Notice - Proposed Collection; Comment Request 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10374.pdf https://regulations.justia.com/regulations/fedreg/2007/05/31/E7-10364.html Notice - First Investors Equity Funds, et al.; Notice of Application 2007-05-31T00:00:00-07:00 2007-05-31T00:00:00-07:00 E7-10364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-31/pdf/E7-10364.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10288.html Notice - Sunshine Act Meeting. 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10288.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10208.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10208.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10207.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change to Modify the Distributor Fee for Nasdaq Index Weighting Information 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10207.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10206.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend NYSE Rule 80A.40(b) To Update the Definition of “Program Trading,” To Substitute Simplified Audit Trail Requirements, and To Make Conforming Amendments to NYSE Rule 410B 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10206.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10205.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend CBOE's Membership Application Procedures 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10205 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10205.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10201.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10201.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10200.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change to Exempt Limited Partnerships From Certain of its Shareholder Approval Rules 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10200.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10196.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Close-Out Netting Procedures 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10196 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10196.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10195.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10195.pdf https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10038.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to the Trade Units of the United States Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges 2007-05-24T00:00:00-07:00 2007-05-24T00:00:00-07:00 E7-10038 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-24/pdf/E7-10038.pdf https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10034.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Generic Listing Standards for Exchange-Traded Funds Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended 2007-05-24T00:00:00-07:00 2007-05-24T00:00:00-07:00 E7-10034 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-24/pdf/E7-10034.pdf https://regulations.justia.com/regulations/fedreg/2007/05/24/E7-10008.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Delivery 2007-05-24T00:00:00-07:00 2007-05-24T00:00:00-07:00 E7-10008 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-24/pdf/E7-10008.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9876.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9876 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9876.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9874.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Investment Company Units Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9874 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9874.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9856.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9856 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9856.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9855.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9855 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9855.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9854.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9854.pdf https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9833.html Proposed Rule - Amendments to Financial Responsibility Rules for Broker-Dealers 2007-05-23T00:00:00-07:00 2007-05-23T00:00:00-07:00 E7-9833 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9833.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9809.html Notice - Proposed Collection; Comment Request 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9809 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9809.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9808.html Notice - Proposed Collection; Comment Request 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9808 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9808.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9807.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a “Holdback Timer” 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9807 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9807.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9806.html Notice - Proposed Collection; Comment Request 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9806 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9806.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9779.html Notice - Sunshine Act Meeting 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9779.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9762.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Ability To Receive Transaction Data From Trade Reporting Facilities That Are Facilities of a Self-Regulatory Organization 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9762 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9762.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9742.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Interpretive Material to NASD Rule 3060 To Require Members To Adopt Policies and Procedures Addressing Business Entertainment 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9742 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9742.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9741.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASD's Exemptive Authority Relating to Regulation NMS Trade Reporting Requirements 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9741 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9741.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9740.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9740 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9740.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9739.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Three iPath Exchange-Traded Notes Pursuant to Unlisted Trading Privileges 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9739 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9739.pdf https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9738.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the PowerShares DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges 2007-05-22T00:00:00-07:00 2007-05-22T00:00:00-07:00 E7-9738 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9738.pdf https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9743.html Notice - Sunshine Act Meetings 2007-05-21T00:00:00-07:00 2007-05-21T00:00:00-07:00 E7-9743 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9743.pdf https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9668.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed New Rule 350A (“Business Entertainment”) Concerning Policies and Procedures Addressing Business Entertainment 2007-05-21T00:00:00-07:00 2007-05-21T00:00:00-07:00 E7-9668 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9668.pdf https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9667.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 13 (Definitions of Orders) To Establish the New Order Type Called Do Not Ship 2007-05-21T00:00:00-07:00 2007-05-21T00:00:00-07:00 E7-9667 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9667.pdf https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9664.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC.; Order Approving Proposed Rule Change Relating to Information Regarding Customer Interest on the Book 2007-05-21T00:00:00-07:00 2007-05-21T00:00:00-07:00 E7-9664 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9664.pdf https://regulations.justia.com/regulations/fedreg/2007/05/21/E7-9659.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Method By Which Specialists on the Exchange Execute Odd-Lot Market Orders Under Rule 205-AEMI 2007-05-21T00:00:00-07:00 2007-05-21T00:00:00-07:00 E7-9659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-21/pdf/E7-9659.pdf https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9574.html Notice - Proposed Collection; Comment Request 2007-05-18T00:00:00-07:00 2007-05-18T00:00:00-07:00 E7-9574 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9574.pdf https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9573.html Notice - Proposed Collection; Comment Request 2007-05-18T00:00:00-07:00 2007-05-18T00:00:00-07:00 E7-9573 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9573.pdf https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9572.html Notice - Proposed Collection; Comment Request 2007-05-18T00:00:00-07:00 2007-05-18T00:00:00-07:00 E7-9572 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9572.pdf https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9571.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to CBOE's Listing and Trading of Options on the iShares MSCI Emerging Markets Index Fund 2007-05-18T00:00:00-07:00 2007-05-18T00:00:00-07:00 E7-9571 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9571.pdf https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9570.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Amending the Required Number of Letters of Reference an Applicant Must Provide 2007-05-18T00:00:00-07:00 2007-05-18T00:00:00-07:00 E7-9570 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9570.pdf https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9569.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc. 2007-05-18T00:00:00-07:00 2007-05-18T00:00:00-07:00 E7-9569 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9569.pdf https://regulations.justia.com/regulations/fedreg/2007/05/18/E7-9568.html Notice - Proposed Collection; Comment Request 2007-05-18T00:00:00-07:00 2007-05-18T00:00:00-07:00 E7-9568 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-18/pdf/E7-9568.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9501.html Notice - Self-Regulatory Organization; Chicago Mercantile Exchange; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards for Security Futures Products 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9501 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9501.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9500.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Conforming Certain Rules With Comparable NASD Rules 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9500 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9500.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9478.html Notice - Lincoln Variable Insurance Products Trust, et al. 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9478 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9478.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9471.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Obligations for Transactions in Foreign Equity Securities 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9471 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9471.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9470.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Certain iShares MSCI International Index Funds Pursuant to UTP 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9470 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9470.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9469.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the SPDR DJ Global Titans ETF Pursuant to UTP 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9469 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9469.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9468.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares MSCI Canada Index Fund Pursuant to UTP 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9468.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9467.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Claymore MACROshares Oil Up Tradeable Shares and Claymore MACROshares Oil Down Tradeable Shares Pursuant to Unlisted Trading Privileges 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9467 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9467.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9466.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade Shares of the PowerShares DB G10 Currency Harvest Fund Pursuant to Unlisted Trading Privileges 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9466 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9466.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9465.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 to Trade the iShares MSCI Index Funds and the S&P Europe 350 Index Fund Pursuant to UTP 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9465 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9465.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9464.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Gold Shares Fund Pursuant to Unlisted Trading Privileges 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9464 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9464.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9439.html Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Order Approving a Proposed Rule Change to Waive Certain Listing Fees 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9439 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9439.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9438.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 Relating to the Waiver of Certain Listing Fees 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9438 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9438.pdf https://regulations.justia.com/regulations/fedreg/2007/05/17/E7-9437.html Notice - Joint Industry Plan; Order Approving Joint Amendment No. 22 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage 2007-05-17T00:00:00-07:00 2007-05-17T00:00:00-07:00 E7-9437 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-17/pdf/E7-9437.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9433.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to, and Order Granting Accelerated Approval of, a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Require the Provision of Certain Information About the Securities Investor Protection Corporation to Customers 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9433 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9433.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9412.html Notice - Proposed Collection; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9412 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9412.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9411.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To Waive 2007 Annual Listing Fees for Certain Dually-Listed Issuers Who Delist During 2007 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9411 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9411.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9372.html Notice - Proposed Collection; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9372.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9371.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Interpretive Notice to Compliance Rule 2-4 Regarding Disclosure Guidelines for FCMs Offering Sweep Accounts 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9371 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9371.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9370.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9370 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9370.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9369.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9369 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9369.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9368.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9368 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9368.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9367.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9367 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9367.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9366.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 440A (“Telephone Solicitations”) 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9366 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9366.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9365.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Split Prices 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9365 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9365.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9364.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9364.pdf https://regulations.justia.com/regulations/fedreg/2007/05/16/E7-9363.html Notice - Submission for OMB Review; Comment Request 2007-05-16T00:00:00-07:00 2007-05-16T00:00:00-07:00 E7-9363 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-16/pdf/E7-9363.pdf https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9270.html Notice - Van Eck Worldwide Insurance Trust, et al.; Notice of Application 2007-05-15T00:00:00-07:00 2007-05-15T00:00:00-07:00 E7-9270 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9270.pdf https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9261.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the $1 Strike Pilot Program for an Additional Year 2007-05-15T00:00:00-07:00 2007-05-15T00:00:00-07:00 E7-9261 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9261.pdf https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9260.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Price Improved Linkage P/A Orders 2007-05-15T00:00:00-07:00 2007-05-15T00:00:00-07:00 E7-9260 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9260.pdf https://regulations.justia.com/regulations/fedreg/2007/05/15/E7-9249.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Opening and Closing Cross for Securities Listed on the NYSE, Amex, and Regional Exchanges 2007-05-15T00:00:00-07:00 2007-05-15T00:00:00-07:00 E7-9249 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-15/pdf/E7-9249.pdf https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9195.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 6.80 Governing Accommodation Transactions (Cabinet Trades) 2007-05-14T00:00:00-07:00 2007-05-14T00:00:00-07:00 E7-9195 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9195.pdf https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9180.html Notice - Proposed Collection; Comment Request 2007-05-14T00:00:00-07:00 2007-05-14T00:00:00-07:00 E7-9180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9180.pdf https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9179.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding Penny Price Improvement 2007-05-14T00:00:00-07:00 2007-05-14T00:00:00-07:00 E7-9179 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9179.pdf https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9178.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Data Revenue Rebates 2007-05-14T00:00:00-07:00 2007-05-14T00:00:00-07:00 E7-9178 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9178.pdf https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9177.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Listing and Annual Fees for Derivative Securities Products and Closed-End Funds 2007-05-14T00:00:00-07:00 2007-05-14T00:00:00-07:00 E7-9177 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9177.pdf https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9176.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Amendment Nos. 3 and 4 Relating to Procedures for At-Risk Cross Transactions 2007-05-14T00:00:00-07:00 2007-05-14T00:00:00-07:00 E7-9176 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9176.pdf https://regulations.justia.com/regulations/fedreg/2007/05/14/E7-9175.html Notice - Submission for OMB Review; Comment Request 2007-05-14T00:00:00-07:00 2007-05-14T00:00:00-07:00 E7-9175 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-14/pdf/E7-9175.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9181.html Notice - Sunshine Act Meetings 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9181.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9086.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9086.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9076.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9076.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9071.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rule 2-9 (Supervision) and the Interpretive Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements) 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9071.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9070.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program That Allows the Listing of Strike Prices at One-Point Intervals for Stocks Trading Under $20 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9070.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9069.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9069.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9045.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-9045 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9045.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9044.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-9044 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9044.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9001.html Notice - First American Investment Funds, Inc., et al.; Notice of Application 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-9001 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9001.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8960.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-8960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8960.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8959.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options Adjustment Methodology and Fund Shares 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-8959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8959.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8958.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in ISE Options 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-8958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8958.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8957.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Clearing Fee Schedule 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-8957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8957.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8914.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Customer, Industry and Mediation Codes 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-8914 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8914.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8913.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Rules of Its Government Securities Division With Respect to Obligations Associated With Brokered Repo Trades 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-8913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8913.pdf https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8912.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes 2007-05-10T00:00:00-07:00 2007-05-10T00:00:00-07:00 E7-8912 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8912.pdf https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8860.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Shares of the iShares FTSE NAREIT Residential Index Fund 2007-05-09T00:00:00-07:00 2007-05-09T00:00:00-07:00 E7-8860 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8860.pdf https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8813.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to NASD By-Laws Relating to SEC Section 31-Related Fees 2007-05-09T00:00:00-07:00 2007-05-09T00:00:00-07:00 E7-8813 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8813.pdf https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8812.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees for Certain Electronically Executed Orders 2007-05-09T00:00:00-07:00 2007-05-09T00:00:00-07:00 E7-8812 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8812.pdf https://regulations.justia.com/regulations/fedreg/2007/05/09/E7-8811.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for NYSE Bonds 2007-05-09T00:00:00-07:00 2007-05-09T00:00:00-07:00 E7-8811 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-09/pdf/E7-8811.pdf https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8737.html Notice - Proposed Collection; Comment Request 2007-05-08T00:00:00-07:00 2007-05-08T00:00:00-07:00 E7-8737 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8737.pdf https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8736.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options 2007-05-08T00:00:00-07:00 2007-05-08T00:00:00-07:00 E7-8736 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8736.pdf https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8735.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Membership Requirements 2007-05-08T00:00:00-07:00 2007-05-08T00:00:00-07:00 E7-8735 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8735.pdf https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8734.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in the ANTE System on a Pilot Program Basis 2007-05-08T00:00:00-07:00 2007-05-08T00:00:00-07:00 E7-8734 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8734.pdf https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8733.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the $1 Strike Pilot Program for an Additional Year 2007-05-08T00:00:00-07:00 2007-05-08T00:00:00-07:00 E7-8733 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8733.pdf https://regulations.justia.com/regulations/fedreg/2007/05/08/E7-8732.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges 2007-05-08T00:00:00-07:00 2007-05-08T00:00:00-07:00 E7-8732 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-08/pdf/E7-8732.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8683.html Notice - Hercules Technology Growth Capital, Inc.; Notice of Application 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8683 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8683.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8649.html Notice - Sunshine Act Meeting 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8649 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8649.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8600.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to Proposed Rule Change and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Adopt Generic Listing Standards for Index-Linked Securities 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8600 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8600.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8599.html Notice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8599.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8598.html Notice - SSgA Funds Management, Inc., et al. 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8598 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8598.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8597.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Penny Increments for Block Mechanism Orders 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8597 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8597.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8596.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Nasdaq Trading Rights Fee 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8596 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8596.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/E7-8595.html Notice - First Trust Exchange-Traded Fund, et al.; Notice of Application 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 E7-8595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/E7-8595.pdf https://regulations.justia.com/regulations/fedreg/2007/05/07/07-2194.html Notice - Order Making Fiscal Year 2008 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 2007-05-07T00:00:00-07:00 2007-05-07T00:00:00-07:00 07-2194 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-07/pdf/07-2194.pdf https://regulations.justia.com/regulations/fedreg/2007/05/04/R7-4589.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Class Quoting Limit in the Option Class NYSE Group, Inc. (NYX); Republication 2007-05-04T00:00:00-07:00 2007-05-04T00:00:00-07:00 R7-4589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/R7-4589.pdf https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8506.html Notice - Old Westbury Funds, Inc. and Bessemer Investment Management LLC; Notice of Application 2007-05-04T00:00:00-07:00 2007-05-04T00:00:00-07:00 E7-8506 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/E7-8506.pdf https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8505.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry 2007-05-04T00:00:00-07:00 2007-05-04T00:00:00-07:00 E7-8505 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/E7-8505.pdf https://regulations.justia.com/regulations/fedreg/2007/05/04/E7-8504.html Notice - The Gabelli Equity Trust Inc., et al.; Notice of Application 2007-05-04T00:00:00-07:00 2007-05-04T00:00:00-07:00 E7-8504 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-04/pdf/E7-8504.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8430.html Notice - Sunshine Act Meetings 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8430 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8430.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8429.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment No. 5 of the Restated Participant Exchange Agreement 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8429 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8429.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8428.html Notice - Proposed Collection; Comment Request 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8428 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8428.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8427.html Notice - Proposed Collection; Comment Request 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8427 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8427.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8426.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8426 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8426.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8397.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8397 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8397.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8396.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Allows for the Listing of Option Series at $1 Strike Price Intervals 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8396 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8396.pdf https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8395.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend CBOE's Rules To Reflect the Migration of Its TPF Technology Platform Over to the Existing CBOEdirect Technology Platform. 2007-05-03T00:00:00-07:00 2007-05-03T00:00:00-07:00 E7-8395 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8395.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8364.html Notice - HSBC Securities (USA) Inc.; Notice of Application 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8364.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8353.html Notice - Hill Physicians Medical Group, Inc.; Notice of Application 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8353 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8353.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8313.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Require That Companies Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure System, Except in Emergency Situations 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8313.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8312.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Minor Rule Violation Fine Systems 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8312.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8311.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination (“Series 12”) 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8311.pdf https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8310.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Fee Pilot for National Quotation Data Service 2007-05-02T00:00:00-07:00 2007-05-02T00:00:00-07:00 E7-8310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8310.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8309.html Notice - Sunshine Act Meeting 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8309 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8309.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8257.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the $1 Strike Pilot Program 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8257 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8257.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8252.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto To Reestablish a Quotation and Trading System for Securities That Are Designated by The PORTAL® Market as PORTAL Securities 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8252 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8252.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8244.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules Governing the Trading of Options on the NASDAQ Options Market 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8244 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8244.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8231.html Notice - XTF Advisors Trust, et al.; Notice of Application 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8231 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8231.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8225.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Exceptions to Rule 126A-AEMI Relating to the Generation of Intermarket Sweep Orders 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8225 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8225.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8224.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8224 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8224.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8223.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in Ten Option Classes 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8223 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8223.pdf https://regulations.justia.com/regulations/fedreg/2007/05/01/E7-8196.html Notice - Submission for OMB Review; Comment Request 2007-05-01T00:00:00-07:00 2007-05-01T00:00:00-07:00 E7-8196 Notice http://edocket.access.gpo.gov/2007/pdf/E7-8196.pdf