<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/29?registers=between Thu, 21 Nov 2024 23:54:35 -0800 Thu, 21 Nov 2024 23:54:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/29?registers=between Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10288.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10288.html Tue, 29 May 2007 00:00:00 -0700 E7-10288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10288.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10208.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10208.html Tue, 29 May 2007 00:00:00 -0700 E7-10208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10208.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change to Modify the Distributor Fee for Nasdaq Index Weighting Information https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10207.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10207.html Tue, 29 May 2007 00:00:00 -0700 E7-10207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10207.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend NYSE Rule 80A.40(b) To Update the Definition of “Program Trading,” To Substitute Simplified Audit Trail Requirements, and To Make Conforming Amendments to NYSE Rule 410B https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10206.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10206.html Tue, 29 May 2007 00:00:00 -0700 E7-10206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10206.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend CBOE's Membership Application Procedures https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10205.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10205.html Tue, 29 May 2007 00:00:00 -0700 E7-10205 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10205.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10201.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10201.html Tue, 29 May 2007 00:00:00 -0700 E7-10201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10201.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change to Exempt Limited Partnerships From Certain of its Shareholder Approval Rules https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10200.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10200.html Tue, 29 May 2007 00:00:00 -0700 E7-10200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10200.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Close-Out Netting Procedures https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10196.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10196.html Tue, 29 May 2007 00:00:00 -0700 E7-10196 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10196.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10195.html https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10195.html Tue, 29 May 2007 00:00:00 -0700 E7-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10195.pdf