Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/29?limit=200&registers=between&mode=atom 2024-04-26T21:37:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10288.html Notice - Sunshine Act Meeting. 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10288 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10288.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10208.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading a Class of Options Without Designating a Lead Market Maker 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10208.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10207.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change to Modify the Distributor Fee for Nasdaq Index Weighting Information 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10207.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10206.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Amend NYSE Rule 80A.40(b) To Update the Definition of “Program Trading,” To Substitute Simplified Audit Trail Requirements, and To Make Conforming Amendments to NYSE Rule 410B 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10206.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10205.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Amend CBOE's Membership Application Procedures 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10205 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10205.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10201.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10201.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10200.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change to Exempt Limited Partnerships From Certain of its Shareholder Approval Rules 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10200.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10196.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Close-Out Netting Procedures 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10196 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10196.pdf https://regulations.justia.com/regulations/fedreg/2007/05/29/E7-10195.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities 2007-05-29T00:00:00-07:00 2007-05-29T00:00:00-07:00 E7-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-29/pdf/E7-10195.pdf