<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/23?registers=between Sun, 28 Apr 2024 08:08:40 -0700 Sun, 28 Apr 2024 08:08:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/23?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Odd-lot and Mixed-lot Orders To Be Sent To the Boston Equities Exchange https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9876.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9876.html Wed, 23 May 2007 00:00:00 -0700 E7-9876 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9876.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Investment Company Units Based on Fixed Income Indexes and Order Granting Accelerated Approval of Proposed Rule Change as Amended https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9874.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9874.html Wed, 23 May 2007 00:00:00 -0700 E7-9874 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9874.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Closing Auctions for Securities Similar to Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9856.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9856.html Wed, 23 May 2007 00:00:00 -0700 E7-9856 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9856.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Appointment of Market Makers https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9855.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9855.html Wed, 23 May 2007 00:00:00 -0700 E7-9855 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9855.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9854.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9854.html Wed, 23 May 2007 00:00:00 -0700 E7-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9854.pdf Proposed Rule - Amendments to Financial Responsibility Rules for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9833.html https://regulations.justia.com/regulations/fedreg/2007/05/23/E7-9833.html Wed, 23 May 2007 00:00:00 -0700 E7-9833 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-05-23/pdf/E7-9833.pdf