<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/22?registers=between Mon, 25 Nov 2024 03:03:11 -0800 Mon, 25 Nov 2024 03:03:11 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/22?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9809.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9809.html Tue, 22 May 2007 00:00:00 -0700 E7-9809 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9809.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9808.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9808.html Tue, 22 May 2007 00:00:00 -0700 E7-9808 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9808.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a “Holdback Timer” https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9807.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9807.html Tue, 22 May 2007 00:00:00 -0700 E7-9807 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9807.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9806.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9806.html Tue, 22 May 2007 00:00:00 -0700 E7-9806 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9806.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9779.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9779.html Tue, 22 May 2007 00:00:00 -0700 E7-9779 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9779.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Ability To Receive Transaction Data From Trade Reporting Facilities That Are Facilities of a Self-Regulatory Organization https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9762.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9762.html Tue, 22 May 2007 00:00:00 -0700 E7-9762 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9762.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Interpretive Material to NASD Rule 3060 To Require Members To Adopt Policies and Procedures Addressing Business Entertainment https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9742.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9742.html Tue, 22 May 2007 00:00:00 -0700 E7-9742 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9742.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASD's Exemptive Authority Relating to Regulation NMS Trade Reporting Requirements https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9741.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9741.html Tue, 22 May 2007 00:00:00 -0700 E7-9741 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9741.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To Trade the United States Oil Fund, LP Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9740.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9740.html Tue, 22 May 2007 00:00:00 -0700 E7-9740 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9740.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Three iPath Exchange-Traded Notes Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9739.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9739.html Tue, 22 May 2007 00:00:00 -0700 E7-9739 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9739.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the PowerShares DB Commodity Index Tracking Fund Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9738.html https://regulations.justia.com/regulations/fedreg/2007/05/22/E7-9738.html Tue, 22 May 2007 00:00:00 -0700 E7-9738 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-22/pdf/E7-9738.pdf