<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/11?registers=between Wed, 23 Apr 2025 21:31:39 -0700 Wed, 23 Apr 2025 21:31:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/11?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9181.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9181.html Fri, 11 May 2007 00:00:00 -0700 E7-9181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9181.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9086.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9086.html Fri, 11 May 2007 00:00:00 -0700 E7-9086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9086.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9076.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9076.html Fri, 11 May 2007 00:00:00 -0700 E7-9076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9076.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rule 2-9 (Supervision) and the Interpretive Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements) https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9071.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9071.html Fri, 11 May 2007 00:00:00 -0700 E7-9071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9071.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program That Allows the Listing of Strike Prices at One-Point Intervals for Stocks Trading Under $20 https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9070.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9070.html Fri, 11 May 2007 00:00:00 -0700 E7-9070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9070.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9069.html https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9069.html Fri, 11 May 2007 00:00:00 -0700 E7-9069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9069.pdf