Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/11?limit=200&registers=between&mode=atom 2024-11-21T23:32:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9181.html Notice - Sunshine Act Meetings 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9181.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9086.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Approval of Fund Shares Deposited as Margin 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9086 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9086.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9076.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9076 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9076.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9071.html Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to Compliance Rule 2-9 (Supervision) and the Interpretive Notice Regarding Compliance Rule 2-9 (Enhanced Supervisory Requirements) 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9071 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9071.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9070.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program That Allows the Listing of Strike Prices at One-Point Intervals for Stocks Trading Under $20 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9070 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9070.pdf https://regulations.justia.com/regulations/fedreg/2007/05/11/E7-9069.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Access Fee Display Requirements for the OTCBB 2007-05-11T00:00:00-07:00 2007-05-11T00:00:00-07:00 E7-9069 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-11/pdf/E7-9069.pdf