<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/10?registers=between Sun, 24 Nov 2024 18:48:04 -0800 Sun, 24 Nov 2024 18:48:04 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/10?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9045.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9045.html Thu, 10 May 2007 00:00:00 -0700 E7-9045 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9045.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9044.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9044.html Thu, 10 May 2007 00:00:00 -0700 E7-9044 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9044.pdf Notice - First American Investment Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9001.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-9001.html Thu, 10 May 2007 00:00:00 -0700 E7-9001 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-9001.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8960.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8960.html Thu, 10 May 2007 00:00:00 -0700 E7-8960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8960.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Options Adjustment Methodology and Fund Shares https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8959.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8959.html Thu, 10 May 2007 00:00:00 -0700 E7-8959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8959.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in ISE Options https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8958.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8958.html Thu, 10 May 2007 00:00:00 -0700 E7-8958 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8958.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to OCC's Clearing Fee Schedule https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8957.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8957.html Thu, 10 May 2007 00:00:00 -0700 E7-8957 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8957.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Customer, Industry and Mediation Codes https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8914.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8914.html Thu, 10 May 2007 00:00:00 -0700 E7-8914 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8914.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Rules of Its Government Securities Division With Respect to Obligations Associated With Brokered Repo Trades https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8913.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8913.html Thu, 10 May 2007 00:00:00 -0700 E7-8913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8913.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8912.html https://regulations.justia.com/regulations/fedreg/2007/05/10/E7-8912.html Thu, 10 May 2007 00:00:00 -0700 E7-8912 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-10/pdf/E7-8912.pdf