<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/03?registers=between Sat, 27 Apr 2024 04:50:54 -0700 Sat, 27 Apr 2024 04:50:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/03?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8430.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8430.html Thu, 03 May 2007 00:00:00 -0700 E7-8430 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8430.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendment No. 5 of the Restated Participant Exchange Agreement https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8429.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8429.html Thu, 03 May 2007 00:00:00 -0700 E7-8429 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8429.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8428.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8428.html Thu, 03 May 2007 00:00:00 -0700 E7-8428 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8428.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8427.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8427.html Thu, 03 May 2007 00:00:00 -0700 E7-8427 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8427.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8426.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8426.html Thu, 03 May 2007 00:00:00 -0700 E7-8426 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8426.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8397.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8397.html Thu, 03 May 2007 00:00:00 -0700 E7-8397 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8397.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program That Allows for the Listing of Option Series at $1 Strike Price Intervals https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8396.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8396.html Thu, 03 May 2007 00:00:00 -0700 E7-8396 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8396.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend CBOE's Rules To Reflect the Migration of Its TPF Technology Platform Over to the Existing CBOEdirect Technology Platform. https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8395.html https://regulations.justia.com/regulations/fedreg/2007/05/03/E7-8395.html Thu, 03 May 2007 00:00:00 -0700 E7-8395 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-03/pdf/E7-8395.pdf