<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/02?registers=between Mon, 07 Apr 2025 00:23:18 -0700 Mon, 07 Apr 2025 00:23:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/05/02?registers=between Notice - HSBC Securities (USA) Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8364.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8364.html Wed, 02 May 2007 00:00:00 -0700 E7-8364 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8364.pdf Notice - Hill Physicians Medical Group, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8353.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8353.html Wed, 02 May 2007 00:00:00 -0700 E7-8353 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8353.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Require That Companies Submit Material News to Nasdaq Using Nasdaq's Electronic Disclosure System, Except in Emergency Situations https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8313.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8313.html Wed, 02 May 2007 00:00:00 -0700 E7-8313 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8313.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Minor Rule Violation Fine Systems https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8312.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8312.html Wed, 02 May 2007 00:00:00 -0700 E7-8312 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8312.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Securities Manager Examination (“Series 12”) https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8311.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8311.html Wed, 02 May 2007 00:00:00 -0700 E7-8311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8311.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Fee Pilot for National Quotation Data Service https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8310.html https://regulations.justia.com/regulations/fedreg/2007/05/02/E7-8310.html Wed, 02 May 2007 00:00:00 -0700 E7-8310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-05-02/pdf/E7-8310.pdf