Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/24?limit=200&registers=between&mode=atom 2024-11-25T02:23:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7746.html Rule - Technical Amendments to Form BD and Form BDW 2007-04-24T00:00:00-07:00 2007-04-24T00:00:00-07:00 E7-7746 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7746.pdf https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7729.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Revise The Nasdaq Capital Market Listing Requirements 2007-04-24T00:00:00-07:00 2007-04-24T00:00:00-07:00 E7-7729 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7729.pdf https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7713.html Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 2007-04-24T00:00:00-07:00 2007-04-24T00:00:00-07:00 E7-7713 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7713.pdf https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7712.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 103B (Specialist Stock Allocation) 2007-04-24T00:00:00-07:00 2007-04-24T00:00:00-07:00 E7-7712 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7712.pdf https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7711.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules 2007-04-24T00:00:00-07:00 2007-04-24T00:00:00-07:00 E7-7711 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7711.pdf https://regulations.justia.com/regulations/fedreg/2007/04/24/E7-7710.html Notice - Submission of OMB Review; Comment Request 2007-04-24T00:00:00-07:00 2007-04-24T00:00:00-07:00 E7-7710 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-24/pdf/E7-7710.pdf