<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/18?registers=between Mon, 25 Nov 2024 01:35:23 -0800 Mon, 25 Nov 2024 01:35:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/18?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Distributor Fee for Nasdaq Index Weighting Information https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7330.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7330.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7330 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7330.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, and 4 Thereto and Order Granting Accelerated Approval of the Proposed Rule Change as Modified by Amendments No. 2 and 4 Thereto Adopting Generic Listing Standards for Exchange-Traded Funds Based on International or Global Indexes or Indexes Described in Exchange Rules Previously Approved by the Commission as Underlying Benchmarks for Derivative Securities https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7324.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7324.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7324 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7324.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Rule 15B(T) (Protected Bids and Offers of Away Markets) https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7323.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7323.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7323 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7323.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Clarify the Government Securities Division Rules With Respect to Repo Collateral Substitution Requests https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7322.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7322.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7322 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7322.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Chicago Board Options Exchange, Incorporated and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7321.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7321.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7321 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7321.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Pilot Non-Professional Fee for Certain Market Data From the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7320.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7320.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7320 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7320.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Augment the TotalView Enterprise License https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7319.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7319.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7319 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7319.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Fees for Distributors of Certain Market Data From the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7318.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7318.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7318 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7318.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Distributors of Certain Market Data From the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7317.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7317.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7317 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7317.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7316.html https://regulations.justia.com/regulations/fedreg/2007/04/18/E7-7316.html Wed, 18 Apr 2007 00:00:00 -0700 E7-7316 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-18/pdf/E7-7316.pdf