<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/17?registers=between Fri, 22 Nov 2024 03:58:33 -0800 Fri, 22 Nov 2024 03:58:33 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7282.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7282.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7282 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7282.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to the Boston Options Exchange's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7225.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7225.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7225 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7225.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 80A.40(b) To Update the Definition of “Program Trading,” To Substitute Simplified Audit Trail Requirements, and To Make Conforming Amendments to NYSE Rule 410B https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7224.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7224.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7224 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7224.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7223.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7223.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7223 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7223.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments to the Code of Mediation Procedure https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7222.html https://regulations.justia.com/regulations/fedreg/2007/04/17/E7-7222.html Tue, 17 Apr 2007 00:00:00 -0700 E7-7222 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/E7-7222.pdf Notice - In the Matter of Certain Companies Quoted on the Pink Sheets: Amerossi EC, Inc., Irwin Resources, Inc., Peopleline Telecom, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/04/17/07-1913.html https://regulations.justia.com/regulations/fedreg/2007/04/17/07-1913.html Tue, 17 Apr 2007 00:00:00 -0700 07-1913 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-17/pdf/07-1913.pdf