Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/13?limit=200&registers=between&mode=atom 2020-02-24T17:11:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7056.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Adopt Generic Listing Standards for Index-Linked Securities 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-7056 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7056.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7055.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendments No. 1, 2, 3, and 4 Thereto to Proposed Rule Change to Amend Rule 619 Pertaining to Subpoenas for the Production of Documents and Appearances of Witnesses 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-7055 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7055.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7054.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-7054 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7054.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7008.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-7008 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7008.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7007.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Equity Option and Index Option Floor Brokerage Assessment 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-7007 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7007.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-7006.html Notice - Proposed Collection; Comment Request 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-7006 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-7006.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6963.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-6963 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6963.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6962.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rules 13 (“Definitions of Orders”) and 17 (“Use of Exchange Facilities”) 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-6962 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6962.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6961.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access to the Exchange by Sponsored Customers 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-6961 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6961.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6960.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amex Book Clerks 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-6960 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6960.pdf https://regulations.justia.com/regulations/fedreg/2007/04/13/E7-6959.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Transactions in Listed and Nasdaq Securities Priced Less Than One Dollar 2007-04-13T00:00:00-07:00 2007-04-13T00:00:00-07:00 E7-6959 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-13/pdf/E7-6959.pdf