Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/05?limit=200&registers=between&mode=atom 2024-11-22T04:33:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6378.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Automated Opening System 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6378.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6377.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to the Facilitation Mechanism 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6377 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6377.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6376.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to Rule 18 (Compensation in Relation to System Failure) 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6376.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6375.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Phlx Rule 607 and the XLE Fee Schedule 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6375.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6374.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend the CHX Fee Schedule on a Retroactive Basis To Clarify the Application of a Credit Against Specialist Fixed Fees 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6374.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6373.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6373.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6372.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Certain Listing Fees for Dually-Listed Issuers Who Delist During 2007 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6372.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6371.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6371 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6371.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-6311.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of Proposed Rule Change, as Amended Related to Exchange Rule 325 (Capital Requirements for Member Organizations) and Rule 326 (Growth Capital Requirement, Business Reduction Capital Requirement, Unsecured Loans and Advances) 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-6311 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-6311.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/E7-5947.html Rule - Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty To File Reports Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 E7-5947 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/E7-5947.pdf https://regulations.justia.com/regulations/fedreg/2007/04/05/C7-1476.html Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act 2007-04-05T00:00:00-07:00 2007-04-05T00:00:00-07:00 C7-1476 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-04-05/pdf/C7-1476.pdf