<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/03?registers=between Fri, 22 Nov 2024 04:16:54 -0800 Fri, 22 Nov 2024 04:16:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/03?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6127.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6127.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6127 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6127.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6126.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6126.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6126 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6126.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASD Rule 7000 Series To Delete References To Systems and Services That Will No Longer Be Provided by NASD https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6125.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6125.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6125 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6125.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6124.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6124.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6124 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6124.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval To a Proposed Rule Change to Amend Existing Rules for Investment Company Units To Eliminate Requirement Regarding Index Weighting and Calculation Methodology https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6085.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6085.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6085 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6085.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 To Amend Section 703.16 of the NYSE Listed Company Manual To Eliminate Requirement Regarding Index Weighting and Calculation Methodology https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6084.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6084.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6084 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6084.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6083.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6083.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6083 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6083.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 60 To Allow the Exchange To Identify Its Quotation as Slow Non-Firm During the Manual Reporting of a Block-Sized Transaction https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6082.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6082.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6082 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6082.pdf Notice - Silas Partners I, LLC et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6081.html https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6081.html Tue, 03 Apr 2007 00:00:00 -0700 E7-6081 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6081.pdf