Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/04/03?limit=200&registers=between&mode=atom 2024-11-22T04:29:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6127.html Notice - Proposed Collection; Comment Request 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6127 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6127.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6126.html Notice - Proposed Collection; Comment Request 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6126 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6126.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6125.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NASD Rule 7000 Series To Delete References To Systems and Services That Will No Longer Be Provided by NASD 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6125 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6125.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6124.html Notice - Sunshine Act Meeting 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6124 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6124.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6085.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval To a Proposed Rule Change to Amend Existing Rules for Investment Company Units To Eliminate Requirement Regarding Index Weighting and Calculation Methodology 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6085 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6085.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6084.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendment No. 1 To Amend Section 703.16 of the NYSE Listed Company Manual To Eliminate Requirement Regarding Index Weighting and Calculation Methodology 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6084 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6084.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6083.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6083 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6083.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6082.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 60 To Allow the Exchange To Identify Its Quotation as Slow Non-Firm During the Manual Reporting of a Block-Sized Transaction 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6082 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6082.pdf https://regulations.justia.com/regulations/fedreg/2007/04/03/E7-6081.html Notice - Silas Partners I, LLC et al.; Notice of Application 2007-04-03T00:00:00-07:00 2007-04-03T00:00:00-07:00 E7-6081 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-04-03/pdf/E7-6081.pdf