<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/20?registers=between Sat, 27 Apr 2024 10:06:49 -0700 Sat, 27 Apr 2024 10:06:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/20?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-5005.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-5005.html Tue, 20 Mar 2007 00:00:00 -0700 E7-5005 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-5005.pdf Notice - Order Regarding Review of FASB Accounting Support Fee For 2007 Under Section 109 of The Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-5003.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-5003.html Tue, 20 Mar 2007 00:00:00 -0700 E7-5003 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-5003.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities and ETFs https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4978.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4978.html Tue, 20 Mar 2007 00:00:00 -0700 E7-4978 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4978.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4977.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4977.html Tue, 20 Mar 2007 00:00:00 -0700 E7-4977 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4977.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Existing Fee Schedules https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4976.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4976.html Tue, 20 Mar 2007 00:00:00 -0700 E7-4976 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4976.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4975.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4975.html Tue, 20 Mar 2007 00:00:00 -0700 E7-4975 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4975.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca, Inc https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4974.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4974.html Tue, 20 Mar 2007 00:00:00 -0700 E7-4974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4974.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Portfolio Margin https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4973.html https://regulations.justia.com/regulations/fedreg/2007/03/20/E7-4973.html Tue, 20 Mar 2007 00:00:00 -0700 E7-4973 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-20/pdf/E7-4973.pdf