<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/16?registers=between Wed, 23 Apr 2025 15:28:49 -0700 Wed, 23 Apr 2025 15:28:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/16?registers=between Notice - Roundtable on Interactive Data: Creating Interactive Data To Serve Investors https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4892.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4892.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4892 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4892.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4818.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4818.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4818 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4818.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Increase the Class Quoting Limit in the Option Class InterContinental Exchange, Inc. (ICE) https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4817.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4817.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4817 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4817.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C. https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4815.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4815.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4815 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4815.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Daily Share Volume Service and Fees for the Service https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4814.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4814.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4814 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4814.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Individual Investor Express Delivery Service https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4813.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4813.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4813 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4813.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs That Allow RMMs and e-DPMs to Have up to One Affiliated Market-Maker Physically Present in the Trading Crowd https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4812.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4812.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4812 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4812.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Incorporate Full Depth of the Nasdaq Quoting of NYSE- and Amex-Listed Stocks into the TotalView Entitlement and Modify the User Fee Schedule for TotalView Data, and To Replace Nasdaq OpenView To Provide the Individual Nasdaq Market Participants' Best Bids and Offers in NYSE- and Amex-Listed Stocks https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4811.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4811.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4811 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4811.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Round-Lot Transactions in NYSE-Listed Securities (Other Than ETFs) Routed Outside the Book https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4787.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4787.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4787 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4787.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Certain Listing Fees https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4786.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4786.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4786 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4786.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Increase the Class Quoting Limit in the Option Class Baidu.com, Inc. (BIDU) https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4785.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4785.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4785 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4785.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4784.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4784.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4784 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4784.pdf Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 22 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage, and Notice of Filing of Such Amendment https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4783.html https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4783.html Fri, 16 Mar 2007 00:00:00 -0700 E7-4783 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4783.pdf