Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007/03/16?limit=200&registers=between&mode=atom 2024-11-22T11:51:54-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4892.html Notice - Roundtable on Interactive Data: Creating Interactive Data To Serve Investors 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4892 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4892.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4818.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Cancellation Fees 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4818 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4818.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4817.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Increase the Class Quoting Limit in the Option Class InterContinental Exchange, Inc. (ICE) 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4817 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4817.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4815.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C. 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4815 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4815.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4814.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Daily Share Volume Service and Fees for the Service 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4814 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4814.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4813.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Individual Investor Express Delivery Service 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4813 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4813.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4812.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Two Pilot Programs That Allow RMMs and e-DPMs to Have up to One Affiliated Market-Maker Physically Present in the Trading Crowd 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4812 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4812.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4811.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Incorporate Full Depth of the Nasdaq Quoting of NYSE- and Amex-Listed Stocks into the TotalView Entitlement and Modify the User Fee Schedule for TotalView Data, and To Replace Nasdaq OpenView To Provide the Individual Nasdaq Market Participants' Best Bids and Offers in NYSE- and Amex-Listed Stocks 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4811 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4811.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4787.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees for Round-Lot Transactions in NYSE-Listed Securities (Other Than ETFs) Routed Outside the Book 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4787 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4787.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4786.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Waive Certain Listing Fees 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4786 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4786.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4785.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Increase the Class Quoting Limit in the Option Class Baidu.com, Inc. (BIDU) 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4785 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4785.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4784.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4784 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4784.pdf https://regulations.justia.com/regulations/fedreg/2007/03/16/E7-4783.html Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 22 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage, and Notice of Filing of Such Amendment 2007-03-16T00:00:00-07:00 2007-03-16T00:00:00-07:00 E7-4783 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-03-16/pdf/E7-4783.pdf